- MTA (New York, NY)
- …matters related to both TBTA and CBDTP. The VP ensures agency input into capital project scopes and collaborates closely with MTA Construction & Development (C&D) to ... the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- TD Bank (New York, NY)
- …TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other business units ... of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs + Partner with technology teams and project… more
- City of New York (New York, NY)
- …support this important work, the administration has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities (TDS) provides a wide range of capital market products and services to corporate, government, and financial institution (FI) ... on emerging products and segments. + Understand all Legal, Regulatory , and Rules for relevant markets, ensuring product compliance...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- City of New York (New York, NY)
- …sections (Mechanical, Electrical and Structural) in the design of capital construction projects for the replacement/reconstruction of equipment and structures ... and control systems critical for BWT operations and compliance with regulatory mandates. The Section maintenance responsibilities include emergency generators, main… more
- Mizuho Corporate Bank (New York, NY)
- …testing of the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of any control weaknesses, ... relevant reporting. + Complete ad hoc projects, such as gathering material for regulatory and audit exams, lesson learned trainings, or review of industry best… more
- Citigroup (New York, NY)
- …overall success of Engineering teams delivering to critical business initiatives and regulatory mandates. **About Citi:** Citi, the top tier global bank, has ... with ground breaking ideas, premier offerings and solutions, and unparalleled access to capital and liquidity. Diversity is a key business imperative and a source of… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more