- Mizuho Corporate Bank (New York, NY)
- …liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting, know your customer (KYC) and client onboarding are also ... issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to equity & research. + In… more
- New York Genome Center (New York, NY)
- …+ Evaluate, advise, and manage the impact of long-range planning and regulatory action/risks in the assigned areas of responsibility. Hold responsibility for ... critique of all financial arrangements the Center may consider, such as capital procurement, financing transactions, loans, and strategic alliances. + Represent the… more
- MTA (New York, NY)
- …in their absence, and represents the agency before elected officials, regulatory entities, and industry partners. Key Responsibilities: Strategic Leadership & ... swift resolution. + Represent the agency before elected officials, MTA/TBTA Board, regulatory bodies, and industry stakeholders. + Act as a key decision-maker,… more
- TD Bank (New York, NY)
- …lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keep abreast of emerging issues, trends, and evolving ... regulatory requirements + Maintain a culture of risk-based management...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... designed and operating effectively. + Remain current on the regulatory rules addressing LRM, including (but not limited to)...+ Knowledge of other Treasury risk areas (eg ALM, capital risk management, CCAR) is desired but not required.… more
- MTA (New York, NY)
- …TBTA facilities. This position ensures alignment with agency policies, regulatory requirements, and environmental performance goals. Key Responsibilities: Oversee ... with environmental standards; conduct inspections and support audits. Coordinate regulatory reporting, including State Agency Environmental Audit (SAEA) submissions… more
- Citigroup (New York, NY)
- …Client Financing offering. The Product manager also stays abreast of industry and regulatory trends to help shape innovative product design, ensure risk and control, ... industry trends, enhancing business profitability, and strengthening risk and controls and regulatory compliance. The product manager will help scope and define the… more
- Bassett Healthcare (Cooperstown, NY)
- …direct accountability for clinical practice as it relates to, quality and regulatory compliance, interventional and procedural based activities. The Director is a ... accountability to report variances and manage budgets Assures that all departmental capital and operating budgets are developed in a timely and accurate manner.… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more