- City National Bank (New York, NY)
- …risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due / ... Qualifications* * Strong knowledge of business banking, real estate banking, capital markets, lending, payment operations etc. * Deep understanding of risk… more
- Bank of America (New York, NY)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and executing a ... a subject matter expert for the large corporate leveraged finance, capital markets leveraged finance originations and enterprise-credit wide leveraged lending… more
- Manulife (New York, NY)
- …services, domiciles of operations or various types of investors & channels used for capital fundraising + Acts as the SME with respect to MFC's AML/KYC outsourcing ... AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and...required + Experience in a legal, banking, broker dealer, regulatory , private equity fund or asset management firm is… more
- Manulife (New York, NY)
- …services, domiciles of operations or various types of investors & channels used for capital fundraising + Acts as the SME with respect to MFC's AML/KYC outsourcing ... AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and...required + Experience in a legal, banking, broker dealer, regulatory , private equity fund or asset management firm is… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree or ... desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage ... engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms supporting general ledger (including subledger and… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- M&T Bank (New York, NY)
- …described. + Ensure processes and procedures for governance are appropriate and regulatory and reputation risks are minimized + Provide review of DFAST and ... portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory standards (Board, ALCO, Volker, Regulation WW + Carries out complex… more
- City of New York (New York, NY)
- …support this important work, the administration has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- New York State Civil Service (New York, NY)
- …of the Department's Executive Team. The Executive Deputy is responsible for all regulatory and supervisory issues, as well as enforcement matters, related to the ... as significant contact with insurance entities, attorneys, other state and federal regulatory agencies and the public.The Insurance Division is comprised of over 600… more