- Wells Fargo (New York, NY)
- …to provide the appropriate level of specialization and partner with our CIB Capital Markets, Corporate Finance and M&A teams to deliver Corporate and Investment ... development training as scheduled + Assist with deal closing including regulatory and compliance requirements Ideal Candidate for this role: + Outstanding… more
- S&P Global (New York, NY)
- …is based in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial Services ... regulations. For individuals with a strategic mindset and a passion for regulatory compliance, this presents an exciting opportunity to contribute significantly. By… more
- TD Bank (New York, NY)
- …centered around onboarding, client due diligence, document validation, client and regulatory reporting. Analysts are expected to be proficient with IRC Chapters ... within the team, interfacing with stakeholders within TD on regulatory projects and process enhancements, while maintaining a high...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- MTA (New York, NY)
- …feedback to test plans and procedures. Review and analyze test results and capital project plans and provide results of findings and recommend proposed changes on ... + Conduct and guide technical staff performing safety risk assessments, regulatory compliance reviews and ergonomic reviews on equipment and operations processes.… more
- TD Bank (New York, NY)
- …timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets, ... data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team… more
- City of New York (New York, NY)
- …support this important work, the administration has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- Mizuho Corporate Bank (New York, NY)
- …of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that ... its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- M&T Bank (Buffalo, NY)
- …lead to independently develop and maintain quantitative models used for credit risk, capital planning or underwriting. The lead may supervise the work of model ... and/or lead the development of quantitative models used for credit risk, capital planning or underwriting. This includes CCAR and CECL models and underwriting… more
- Wells Fargo (New York, NY)
- …Java Developer work in our FX technology Electronic Trading team in Capital Markets. The candidate will be actively engaged in architecture, design, development, ... with tools required for regression test automation + Advanced experience in capital markets business and processes + Basic knowledge and understanding of SEC,… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more