- Capital One (New York, NY)
- …are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. + You ... + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering… more
- Deloitte (New York, NY)
- Senior Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an ... years of experience in a financial services organization (preferably a bank, capital markets organization or broker-dealer), regulatory agency, or consulting… more
- Scotiabank (New York, NY)
- Manager , Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... The incumbent is responsible for supporting and coordinating supervisory exam management , continuous regulatory monitoring interactions, and reporting to… more
- Deloitte (New York, NY)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and ... Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management , wealth management , trust… more
- Liberty Utilities (Merrick, NY)
- Senior Manager , Rates and Regulatory Affairs Merrick, NY, US, 11566 **Our purpose is sustaining energy and water for life, and it is demonstrated in everything ... outcome and how we achieve it.** **Purpose** The Senior Manager Rates and Regulatory Affairs is responsible...Thought leadership and participation in industry associations + Advises management on regulatory and industry matters +… more
- HSBC (Buffalo, NY)
- …its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance, Conduct and Legal (RCCL) Audit you will: + ... million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create...Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of ... First Line surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy… more
- Synchrony (New York, NY)
- …strategy and data management teams as well as cross-functionally with Regulatory Reporting, Capital Management , Controllership and Supervisory Affairs to ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created...related schedule and activities by partnering with Credit Data management and Capital Management to… more
- TD Bank (New York, NY)
- …status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Assist with the management and tracking of ... specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of… more
- Scotiabank (New York, NY)
- Senior Manager , Business Risk Management US GTB **Requisition ID:** 229447 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is ... to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global...not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management… more