- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with ... the IADA policy and procedures, drive efficiency and operational excellence through...key business strategies and regulations. Continuously scan the business, regulatory and financial environments for emerging and critical issues… more
- HSBC (New York, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... local and HSBC Group credit policies and procedures and applicable regulatory requirements. This includes the unilateral authority to independently assess and… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- Mizuho Corporate Bank (New York, NY)
- …control framework Assist in Regulatory Change Management Process. Keep abreast of regulatory changes, new regulations and internal policy changes in order to ... for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics reporting and… more
- TD Bank (New York, NY)
- …internal Risk & Compliance partners to ensure product suite meets evolving regulatory , compliance, legal, and internal policy requirements. **Job Requirements** ... role. **Job Description:** TD Securities (TDS) provides a wide range of capital market products and services to corporate, government, and financial institution (FI)… more
- New York Genome Center (New York, NY)
- …+ Evaluate, advise, and manage the impact of long-range planning and regulatory action/risks in the assigned areas of responsibility. Hold responsibility for ... critique of all financial arrangements the Center may consider, such as capital procurement, financing transactions, loans, and strategic alliances. + Represent the… more
- MTA (New York, NY)
- …Relief Zone (CBDTP). This role provides strategic recommendations on policy , governance, staffing, budget allocation, and expenditures, while ensuring effective ... in their absence, and represents the agency before elected officials, regulatory entities, and industry partners. Key Responsibilities: Strategic Leadership &… more
- S&P Global (New York, NY)
- …is based in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial Services ... regulations. For individuals with a strategic mindset and a passion for regulatory compliance, this presents an exciting opportunity to contribute significantly. By… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... works together with the business leaders to implement TDS G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects… more
- Bank of America (New York, NY)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit Review ... new or junior team members.Establishes working relationships with relevant Risk and regulatory partners to facilitate ongoing dialogue of key issues and emerging… more