- JPMorgan Chase (Brooklyn, NY)
- The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers specifically within the Bank Controller, Accounting Policy and ... Reporting (BCAPR), consisting of the Bank Controller, Corporate Accounting Policy , Regulatory Reporting Policy , Inter-entity Analysis, Quality Review &… more
- Citigroup (Getzville, NY)
- …NY. This role will also take part in routine monitoring of Operations related regulatory capital charges and customer reserve requirement pertains to net ... customer protection rule (15c3-3), as well as other Citi policy implementation initiatives, regulatory requirement related governance...and ensure resolution of issues that poses operational / regulatory risk to the firm. + Ensure capital… more
- Citigroup (Queens, NY)
- …position within the Controllers Organization that will report to the Head of Regulatory and Capital Reporting. The individual will serve as an integral ... member of the Regulatory and Capital Reporting team. The position... Reporting Interpretative Office, Basel Interpretative Office, and Accounting Policy on their interpretations and assessment of new and… more
- TD Bank (New York, NY)
- …supervision accountabilities on behalf of Business Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker ... reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ad hoc reporting as… more
- Momentive Performance Materials Inc. (Niskayuna, NY)
- Job Title: Senior Counsel - Regulatory & EHS Summary:In this highly visible and challenging position, you will be responsible for providing legal support on a broad ... safety (EHS), sustainability, and product stewardship matters. Responsibilities include regulatory requirements for waste management, release reporting, water & air… more
- Citigroup (Getzville, NY)
- …and/or SEC Reporting + 3+ years of previous financial services experience, within: regulatory reporting / capital markets middle office / OTC derivative products ... + **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized...of projects, operational process change and improvement, preferably within capital markets operations + Exposure to SQL/VBA (advanced Excel)… more
- Citigroup (New York, NY)
- …activities are safeguarding assets, lending money, making payments, and accessing the Capital Markets on behalf of our clients. Citi's Mission and Value Proposition ... The objective of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization is responsive, agile… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Liberty Utilities (Merrick, NY)
- Senior Manager, Rates and Regulatory Affairs Merrick, NY, US, 11566 **Our purpose is sustaining energy and water for life, and it is demonstrated in everything we do ... goal outcome and how we achieve it.** **Purpose** The Senior Manager Rates and Regulatory Affairs is responsible for all regulatory affairs and rates related… more
- Citigroup (Getzville, NY)
- …CFTC, and/or SEC Reporting. + 3+ years of financial services experience in regulatory reporting, capital markets middle office, or OTC derivative products, with ... ** Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the… more