- Citigroup (Getzville, NY)
- Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate will be required to effectively manage… more
- HSBC (Buffalo, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance, Conduct and Legal (RCCL) Audit you will: + Support the… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... benefits individuals and supports business. Through engagement, data-driven regulation and policy , and operational excellence, the Department and its employees are… more
- SMBC (New York, NY)
- …closely with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team.… more
- City of New York (New York, NY)
- …support this important work, the administration has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- Scotiabank (New York, NY)
- …a centralized risk and control library, with governance over change management and policy updates. + Supported regulatory and audit examinations by coordinating ... direct oversight responsibilities. + Deep understanding of non-financial risk, control, and regulatory requirements specific to Capital Markets business lines. +… more
- Bank of America (New York, NY)
- …assess financial metrics, relative value analysis, and macro research analysis. + Assess regulatory impact on balance sheet and capital metrics to propose ... including Rating Agency reports. + Analyze the impact of regulatory changes on clients' balance sheets and capital...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- SMBC (New York, NY)
- …and regulatory requirements). + Strong knowledge of financing and capital markets products and services relevant to non-bank loan originator and servicer ... presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the… more
- Catholic Health Services (Melville, NY)
- …facilities. Strong experience implementing broad, critical, complex, technical, legislative, and regulatory policy and economic initiatives. Strong experience in ... to fully embed energy efficiency, resiliency and decarbonization considerations into CHS policy , operations, and capital planning. The EERD will foster within… more
- JPMorgan Chase (Brooklyn, NY)
- …, and capital treatment for new products liaising with Corporate Accounting Policy and Regulatory Policy groups where appropriate to ensure compliance ... with the Front Office to optimize balance sheet and capital usage across the business and participate in key...Regulatory framework and priorities, ie changes to the Capital framework, the impact of Risk Weighted Assets (RWA),… more