• Compliance Testing Senior Manager, Swap Dealer…

    Scotiabank (New York, NY)
    …Banking and Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique...compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on… more
    Scotiabank (06/06/25)
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  • Structured Finance Group - Analyst/Associate

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (07/25/25)
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  • Senior Compliance Officer - Broker Dealer Advisory

    Marex (New York, NY)
    …Options, Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing ... and serve as the subject matter expert to Marex Capital Markets Inc. ("MCMI") business units. Such guidance will...Serve as a subject matter expert ("SME") on products, regulatory reporting , and broker-dealer operations by maintaining… more
    Marex (08/07/25)
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  • Associate, Broker-Dealer Private Side Compliance…

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible… more
    SMBC (07/15/25)
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  • Pricing Platform Data Ecosystem Lead

    Wells Fargo (New York, NY)
    **About this role:** Wells Fargo is seeking a Lead Capital Management & Pricing Consultant to join the Commercial Bank's Capital Management & Pricing Strategy ... to own the implementation of the data, analytics, and reporting ecosystem for our next-gen pricing platform. Learn more...those that are cross-functional, with broad impact within the Capital Management & Pricing team and act as key… more
    Wells Fargo (08/27/25)
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  • Senior. Associate, Financial Planning & Analysis…

    Santander US (New York, NY)
    …process issues. * Supports in identifying, interpreting and implementing emerging regulatory requirements relating to capital management, including articulating ... issues and data design considerations to improve accuracy and efficiency in the reporting processes. * Delivers guidance to senior level with regard to design… more
    Santander US (08/08/25)
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  • System Sr. Director of Energy Efficiency…

    Catholic Health Services (Melville, NY)
    …the reporting for carbon impact project information through carbon capital budgeting. Guide budget allocation decisions and diversify energy efficiency funding ... efficiency, resiliency and decarbonization considerations into CHS policy, operations, and capital planning. The EERD will foster within Catholic Health a… more
    Catholic Health Services (08/12/25)
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  • Credit Portfolio Manager - Insurance Solutions…

    MUFG (New York, NY)
    …favorable commercial terms for the bank. Ensure compliance with Basel rules governing regulatory capital relief. + As appropriate, work with MUFG clients, ... as concentration management. + Developing and executing exposure and capital management strategies (CDS, Insurance, Securitization) to protect/optimize the… more
    MUFG (07/12/25)
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  • Director, Global Banking Markets, Business…

    Scotiabank (New York, NY)
    …Banking and Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique...strategy, as well as its data and technology objectives. Reporting to theVice President, Head of Business, Data and… more
    Scotiabank (06/10/25)
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  • Strategy & Transformation Program Manager - Vice…

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (08/28/25)
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