- WMCHealth (Suffern, NY)
- …reports, and other related financial information. The Accountant compiles data for regulatory reporting in accordance with established procedures and ... regulatory requirements and ensures timely and accurate reporting and documentation. RESPONSIBILITIES: * Enters and reviews periodic general and standard journal… more
- Neuberger Berman (New York, NY)
- …credit. NB Private Credit lends money to Private Equity sponsored companies across the capital structure. Due to the complex nature of the funds that make up NB ... Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing… more
- SMBC (New York, NY)
- …understanding of derivatives and knowledge of risk management framework (eg Regulatory Capital , VaR and stress-testing standards, counterparty exposure ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...ensuring seamless communication with our Head Office. - Address regulatory and internal findings, driving remediation efforts to uphold… more
- TEKsystems (New York, NY)
- …tailored to broker-dealer activities, including policies, procedures, control testing, and regulatory reporting . - Align compliance efforts with enterprise risk ... and ensure alignment with FINRA, SEC, and Federal Reserve regulatory expectations. - Apply Federal Reserve regulations such as...Act of 1934, FINRA Rule 3110, Rule 15c3-1 (Net Capital Rule): Requires broker-dealers to maintain minimum net … more
- Bank of America (New York, NY)
- …measurement, management, or reporting ; limit setting, monitoring, or management; regulatory capital requirement calculation; or stress testing. + Has ... and regulators. The team leads many high-profile audits comprising both regulatory -required and functional work, with continual senior management and regulatory… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP… more
- Mizuho Corporate Bank (New York, NY)
- …reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more ... leadership to ensure the program is comprehensive, effective, and aligned with regulatory expectations and industry best practices. Key areas of focus include… more
- New York Genome Center (New York, NY)
- …units, including finance and accounting, research administration, and facilities. Reporting directly to the Scientific Director and Chief Executive Officer ... payroll, tax planning and filings, internal and external financial reporting , cash flow management, budgeting, procurement, grants accounting (pre-and post-award),… more
- Nelnet (Albany, NY)
- …investments, including real estate, renewable energy, infrastructure, and venture capital . As this portfolio and Nelnet's renewable energy platform grows, ... that can manage complex partnership tax principles, planning, compliance, and related reporting . This position will be integral in assisting to review operating… more
- HSBC (New York, NY)
- …implementation of the Regulatory Compliance strategy. + Ensure effective Regulatory Compliance input to the governance and reporting processes impacting ... our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for… more