- BMO Financial Group (New York, NY)
- …identifies regulatory risk. + Focus on business/groups within BMO Capital Markets Corp but understand that there may be broader, enterprise-wide focus. ... and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- HSBC (New York, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... operate consistently and efficiently globally, and to take account of additional local regulatory requirements. MRM is comprised of four key activities: + Model Risk… more
- Wells Fargo (New York, NY)
- …corporate and investment banking; capital markets; finance / controllers financial reporting ; regulatory reporting ; credit risk; counterparty risk. + 2+ ... The team supports multiple business-sponsored, multi-year transformation initiatives and regulatory efforts, and provides dedicated capital markets subject… more
- CIBC (New York, NY)
- …review, capital review and processing, vendor oversight, independent board reporting , regulatory compliance for our funds. + **Collaborative & Strong ... - Complete all necessary activities related to the processing capital activities, audit support, tax reporting , and board reporting tasks. Act as the… more
- City of New York (New York, NY)
- …the Bureau of Environmental Planning & Analysis under the Green Infrastructure Capital Planning & Partnerships unit. This a multi-disciplinary unit that provides ... applications and advise teams. The Grants Associate will coordinate grant tracking and reporting with bureau and agency budget teams and will work across city… more
- JPMorgan Chase (New York, NY)
- …a cross-functional, matrixed, and fast-paced environment. + Support the preparation of regulatory submissions and documentation related to capital and liquidity ... data analysis tools such as Excel and Python, supports reporting and analysis. Job responsibilities: + Drive the project...with objectives. + Collaborate effectively with both the RRFA Capital and RRFA Liquidity teams to align on goals… more
- Mizuho Corporate Bank (New York, NY)
- …for OTC/Derivatives cases and ensuring they are fulfilled specifically Mizuho's KYC, Regulatory , Credit, and Legal processes in a timely and accurate manner Major ... timely manner + Proactively manage queue of onboarding OTC/derivatives requests through reporting and directly interfacing with Front Office + Execute routines to… more
- KeyBank (Amherst, NY)
- …monitoring of Asset Management engagements to evaluate Key's compliance with regulatory requirements. The Director must have comprehensive knowledge of wealth ... direction to the testing teams related to program design, methodology, execution and reporting as well as leading the engagement of line of business senior… more
- MUFG (New York, NY)
- …and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital Management and Consolidated US Operations (CUSO) Resolution Planning. Reporting ... rate risk measurement / modeling / management / hedging, funds transfer pricing, capital management and resolution planning. The AVP will be a strong team… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more