- Citigroup (New York, NY)
- …notes, credit card securitizations and perform liability management for all capital securities issued through Citigroup and CBNA. The CTI Business Execution ... This senior role in the CTI Business Execution team will drive Regulatory Consent Order technical platform Simplification and Modernization commitments and will lead… more
- TD Bank (New York, NY)
- …and/or executes the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the ongoing audit ... communications and/or the reporting process with the client, senior management and external auditors for specific and/or overall Audit area + Provides direction… more
- City National Bank (New York, NY)
- …for efficient risk management. In addition, this function manages and develops risk reporting and metrics to support all FLoD IT Risk routines, including ... regulatory oversight, issues management, risk advisory updates, escalations of...* Strong knowledge of business banking, real estate banking, capital markets, lending, payment operations etc. * Deep understanding… more
- TD Bank (New York, NY)
- …7+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital Markets, or in ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- MTA (New York, NY)
- …feedback to test plans and procedures. Review and analyze test results and capital project plans and provide results of findings and recommend proposed changes on ... + Conduct and guide technical staff performing safety risk assessments, regulatory compliance reviews and ergonomic reviews on equipment and operations processes.… more
- TD Bank (New York, NY)
- …timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets, ... data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team… more
- BMO Financial Group (New York, NY)
- …across a full suite of products to clients through an integrated Capital Markets platform using a sector ecosystem approach. Collaborates to generate creative, ... in their presentation to clients. + Monitors client, client industry, and regulatory agencies for potential changes that may affect client portfolio and business… more
- Mizuho Corporate Bank (New York, NY)
- …to align entertainment and gift procedures by conducting compliance inspections. Reporting : Preparing and submitting various reports to Americas Legal and Compliance ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Deloitte (Jericho, NY)
- Pharmacy Benefit Manager/Health & Group Benefits Senior Consultant Human CapitalOur Human Capital practice is at the forefront of transforming the nature of work. As ... financial projections and support health plan management, including financial reporting , premium rate setting, and employee contributions. + Conduct employee… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more