- Scotiabank (New York, NY)
- …continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior management ... regulatory interactions + Developing presentations for senior management meetings with regulatory stakeholders and regular reporting on regulatory matters… more
- Deloitte (New York, NY)
- …years of experience in a financial services organization (preferably a bank, capital markets organization or broker-dealer), regulatory agency, or consulting ... Senior Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory ,...stakeholder relationships + Demonstrate appropriate compliance and control of capital and liquidity risk + Implement programs, measures, and… more
- Scotiabank (New York, NY)
- …+ Oversee, develop and assist with presentations for senior management meetings with regulatory stakeholders and regular reporting on regulatory matters to ... Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:**...Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing… more
- TD Bank (New York, NY)
- …surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and… more
- Mizuho Corporate Bank (New York, NY)
- …related to Bank Holding Company (BHC)/Intermediate Holding Company (IHC) including bank regulatory capital requirements under FRB guidelines and Basel Accords, ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the...and executing enhancements and assessing the impact to end-users, reporting , etc. The expected base salary ranges from $162,,000.00… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the...executing enhancements and assessing the impact to end users, reporting , etc. + Execution Skills: + Highly organized to… more
- Momentive Performance Materials Inc. (Niskayuna, NY)
- …safety (EHS), sustainability, and product stewardship matters. Responsibilities include regulatory requirements for waste management, release reporting , water ... Job Title: Senior Counsel - Regulatory & EHS Summary:In this highly visible and...are available. About the Location Nestled within New York's Capital District, Niskayuna, NY, offers the perfect blend of… more
- Deloitte (New York, NY)
- …following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory...Services industries: consumer or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- Scotiabank (New York, NY)
- Associate, US Treasury - Liquidity Reporting & Analytics **Requisition ID:** 224019 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Associate, US Treasury - Liquidity Reporting & Analytics - New York, NY** **Global Transaction Banking** Global… more