- Weyerhaeuser (Raleigh, NC)
- …energy legislation and regulations to identify new or potential compliance risks * Regulatory Compliance * Serve as the Regulatory Compliance Manager * Manage ... or natural gas associated with Weyerhaeuser's sites * Prepare and submit energy reporting as required by government or stakeholders * Monitor compliance * Oversee … more
- Wells Fargo (Charlotte, NC)
- …origination, syndications and lending. + Knowledge of CFPB and consumer lending regulatory frameworks. + Strong knowledge of capital markets and broker-dealer ... Compliance Officer to support the Structured Products Group (SPG) across both Capital Markets and Warehouse lending functions. This role combines strategic advisory… more
- SMBC (Charlotte, NC)
- …uses in-scope of the program, such as financial, management & board reporting , compliance, front-office transaction processing and/or capital & treasury ... knowledge of business processes in-scope for EUC governance is a plus: ( Reporting - Financial, Regulatory , Risk, Executive Management, Board; Front-Office… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Capital Management & Pricing Consultant to join the Commercial Bank's Capital Management & Pricing Strategy ... to own the implementation of the data, analytics, and reporting ecosystem for our next-gen pricing platform. Learn more...those that are cross-functional, with broad impact within the Capital Management & Pricing team and act as key… more
- US Bank (Charlotte, NC)
- …strategies. + Manage governance processes, committee engagement, and executive -level reporting for financial risk disciplines. + Lead regulatory interactions ... assessment, and mitigation of financial risks across the organization. Reporting directly to the Chief Risk Officer, this role...in market risk, interest rate risk, liquidity risk, and capital planning. + Strong understanding of regulatory … more
- Fifth Third Bank, NA (Charlotte, NC)
- …achieves results by consistently identifying, assessing, managing, monitoring, and reporting risks of all types. ESSENTIAL DUTIES AND RESPONSIBILITIES: Business ... of a team with the Relationship Managers, Credit, Investment Bankers and other Capital Market partners to deliver comprehensive solutions that our clients need and… more
- Ryder System (Raleigh, NC)
- …for ensuring that Ryder environmental projects are managed in compliance with all regulatory and Ryder requirements; and that both remediation and capital ... engineering standards and practices incorporate all Ryder Accounting and financial reporting guidelines while also securing maximum benefit and recovery from State… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... screening memos and underwriting committee approval memos + Gains exposure to capital markets solutions including loan syndications, fixed income, equity capital … more
- Wells Fargo (Charlotte, NC)
- …such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology, and new products + Foster a ... **In this role, you will:** + Problem solve trade violations of certain Regulatory Programs by leveraging internal system and teams to discover fact patterns to… more
- SMBC (Charlotte, NC)
- …office. **Responsibilities:** + **I** dentifying and document Key Data Elements utilized in regulatory reports (eg CFTC Capital Calculation, CAT / CAIS, FINRA ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...competitive portfolio of benefits to its employees. **Role Description** Reporting to the Head of Nikko America's Data Management… more