- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Associate Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank ... regulatory reporting processes, reporting data quality as well as...best practices and communicating issues and enhancement opportunities to senior management. In addition, this position supports management with… more
- TD Bank (New York, NY)
- …the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of… more
- US Bank (New York, NY)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Partnering with stakeholders, including other members of the Legal Regulatory Group, the Law Division, Risk Management...the Finance group on a number of complex, prudential regulatory areas such as liquidity, capital , and… more
- SMBC (New York, NY)
- …on both internal portfolio and credit market trends to be incorporated in senior management presentations and regulatory reporting + Support the enhancement and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...adjustment of credit risk data governance, maintain clear communication with relevant control… more
- Wells Fargo (New York, NY)
- …and investment banking; capital markets; finance / controllers financial reporting; regulatory reporting; credit risk ; counterparty risk . + 2+ years ... The team supports multiple business-sponsored, multi-year transformation initiatives and regulatory efforts, and provides dedicated capital markets subject… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as an IT Risk Management Reporting Specialist! The IT Governance, Risk , and Compliance ("IT GRC") team is seeking an Assistant Vice President to be a ... part of continued development in IT Risk Reporting. An ideal candidate would have a proven...surface actionable tasks + Develop dashboards for use by senior management and technology teams + Assist in generation… more
- SMBC (New York, NY)
- …experience in the banking and finance industry. * Subject matter expertise in liquidity risk and banking / capital markets products. * Advanced understanding of ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and… more
- HSBC (New York, NY)
- …(eg Trading, Sales, Chief Operating Officers (COOs), Business Managers, NFR team members), risk stewards' / control groups (eg Regulatory and Financial Crime ... million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create...and the planet we all share. The Associate, Product Risk is responsible for supporting the Regional Head of… more
- JPMorgan Chase (New York, NY)
- …liquidity + Managing the Firm's funding and liabilities + Managing the Firm's liquidity risk and its regulatory compliance This group seeks to hire an Associate ... or product repricing strategies. + Produce detailed analysis and risk commentary for senior management, LOB CFOs,...Interest Rate Risk , Funds Transfer Pricing, Liquidity Risk ; or Capital Markets trading environment exposure… more
- City of New York (New York, NY)
- …Focus on early phases of the contract lifecycle - Procurement and Planning. - Develop risk assessment for capital projects in planning to stage for inclusion in ... Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program to monitor procurement of … more