- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... and national financial institutions, crypto/digital assets exchanges, Securities / Capital Markets institutions, regulatory /government agencies, and/or consulting… more
- HSBC (Buffalo, NY)
- …in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, ... our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for… more
- Mizuho Corporate Bank (New York, NY)
- …seeking a highly skilled and experienced Executive Director to join our Risk Management Department. The successful candidate will be responsible for enhancing our ... a robust program management framework tailored to the needs of the Risk Management Department + Ensure disciplined tracking, reporting, and escalation processes are… more
- Mizuho Corporate Bank (New York, NY)
- …an active inventory exceeding 250 models and an evolving framework closely aligned with SR 11-07, this senior leader will ensure the integrity, compliance, and ... the model inventory via Archer, and fostering a strong risk -aware culture aligned with regulatory expectations. Key... Compliance & Liaison: Maintain a strong understanding of SR 11-07 and related US regulatory standards;… more
- Citigroup (Queens, NY)
- …skills for report building and presentations + Intermediate understanding of regulatory , compliance, risk management and financial management, and data ... **Job Description** The Business Sr . Manager accomplishes results through the management of...other related parties + Assist BU Head in identifying risk and opportunities related to BU activities in particular… more
- Bank of America (New York, NY)
- Underwriter/ Senior Underwriter II - Asset Based Finance New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Underwriter- Senior -Underwriter-II Asset-Based-Finance\_25036004) **Job Description:** At Bank of America, we… more
- Marex (New York, NY)
- …business units. Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best ... requirements under the SEC, FINRA, Various Securities Exchanges, and other applicable regulatory organizations. + Adhere to the operational risk framework for… more
- Marex (New York, NY)
- …unit(s). Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best ... to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating… more
- JPMorgan Chase (Brooklyn, NY)
- …developments in Regulatory framework and priorities, ie changes to the Capital framework, the impact of Risk Weighted Assets (RWA), Global Systematically ... career opportunity! As a Global Rates Product Controller - Senior Associate in the Corporate & Investment Bank, you...the Global Rates business. + Provide guidance on accounting, regulatory , and capital treatment for new products… more
- Santander US (New York, NY)
- …process issues. * Supports in identifying, interpreting and implementing emerging regulatory requirements relating to capital management, including articulating ... Senior . Associate, Financial Planning & Analysis - NYC... bodies in writing. * Ensures consistency between the capital management framework, the risk appetite, tolerance,… more