- TD Bank (New York, NY)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... **Company Overview** TD Securities provides a wide range of capital market products and services to corporate, government and...the front office and other groups globally to mitigate risk and deliver world class service to our global… more
- TD Bank (New York, NY)
- …in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and ... to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory requirements, requests,… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... a monthly package for executive reporting including variance commentaries for senior management. + Assisting with preparation, analysis, and proper documentation of… more
- American Express (NY)
- …our risk management policies. The team also participates in various regulatory stress testing exercises, including Comprehensive Capital Analysis and Review ... management (FX and IRR) metrics and trends for senior management and various oversight committees + Communicate exposure...Capital Market teams on interest rate and FX risk hedging assessment and execution + Coordinate with 2nd… more
- SMBC (White Plains, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** TD Securities Trade & Working Capital product team is seeking a director level Core Trade & FI Trade ... entire client segment (Commercial banking, Wholesale Banking Clients). This is a senior , high-impact role for a seasoned trade finance professional who brings deep… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- Raymond James Financial, Inc. (New York, NY)
- …latitude for un-reviewed actions or decisions, and maintain extensive contact with senior executives, internal and external auditors and regulatory authorities. ... documentation supporting all aspects of stress testing. + Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. + Works across… more
- SMBC (White Plains, NY)
- …and drive accountability and performance across the program team + Serve as a senior liaison between business, technology, compliance, and risk teams to ensure ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- MTA (New York, NY)
- …Health oversees all aspects of the safety and health program, ensuring regulatory compliance, operational safety, and risk mitigation across nine inter-borough ... Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety, and Health, the...and CBDTP. The VP ensures agency input into the capital project scope and coordinates with Construction & Design… more