- HSBC (New York, NY)
- …our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for ... and People Investigations. The remit will cover Policy, People Risk , Business Change and Employee Relations. The purpose of...The role will lead on business change policy and regulatory changes, overseeing delivery via People Advisory, with a… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- TD Bank (New York, NY)
- …Group (the Bank) through negotiation and execution of agreements that govern capital markets trading products. The team is committed to providing a seamless ... client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients of TD Securities and internal… more
- Mizuho Corporate Bank (New York, NY)
- …but anticipates tomorrow's challenges. You'll work at the intersection of technology, risk , and regulation-collaborating with senior leaders across Legal, ... multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk , Compliance,… more
- BlackRock (New York, NY)
- …are focused on providing clients with highly scalable portfolio analytics, risk management, liability-driven investing, pension solutions, regulatory advice, and ... high profile initiatives which require team members to have senior level exposure and play an active role in...understanding of the Wealth Management / Private Banking industry, capital markets instruments, and market risk . CFA… more
- TD Bank (New York, NY)
- …to the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best ... **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify regulatory … more
- EPAM Systems (New York, NY)
- …the industry. This is a front-line change leadership role - working directly with senior stakeholders across the front office, COO, risk , and technology to ... by empowering operational insights, driving innovation, and enabling more effective risk management in an increasingly data-centric world. Together with EPAM, we… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- TD Bank (New York, NY)
- …lines, corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and ... reports and making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends;… more
- Citigroup (New York, NY)
- …risk of assets + Assess pricing and benchmark to comparable transactions + Analyze risk -weighted returns and regulatory capital + Work with colleagues to ... flows through bankruptcy-remote vehicles. Transactions are executed both in the capital markets (where Citi places the financings with institutional investors) and… more
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