- US Bank (New York, NY)
- …Collaborate with other related support functions, such as Risk , Compliance and Regulatory Services + Work with senior leadership within the business line and ... advises on regulatory and risk matters, as well as...of experience as an attorney in a law firm, regulatory authority and/or as in-house counsel supporting capital… more
- MUFG (New York, NY)
- …skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment + Strong verbal and written ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent,… more
- Capital One (New York, NY)
- …are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions...Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr . Regulatory Officer works with the Regulatory Relations team ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- Raymond James Financial, Inc. (New York, NY)
- …and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue ... risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief...mentorship, and strategic oversight. + Identify, assess, and mitigate regulatory risks associated with Capital Markets activities,… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory Relations Group **Requisition ID:** 222217 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior management… more
- RGP (New York, NY)
- …Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic… more
- Citigroup (Queens, NY)
- …inputs + Lead initiatives to enhance methodology, process and governance over regulatory capital metrics, including system enhancements and updates + Enhance ... The analyst will also interact with various partners, including Risk , technology, governance, etc. to drive various initiatives and...plus + Prior experience in Resolution planning or bank regulatory capital requirements are a plus +… more
- Scotiabank (New York, NY)
- …risks associated with Mortgage Capital Markets, Cash Management, Fraud and Reputational Risk . + The Operational Risk Senior Manager is accountable for ... Senior Manager, Operational Risk **Requisition ID:**...role at a financial institution. + Working knowledge of Capital Markets and current regulatory environment in… more
- Scotiabank (New York, NY)
- Senior Manager, Enterprise Risk **Requisition ID:** 227263 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... together to drive ambition for every future! **Purpose** The Senior Manager, Risk Reporting, will be a...reports to management and board level committees and other regulatory bodies, working with various stakeholders. The Senior… more