- BMO Financial Group (New York, NY)
- …SEC Rule 17a-5. Applies specialized knowledge of Accounting & Financial management risk , regulatory compliance and internal controls related to financial ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.… more
- Citigroup (New York, NY)
- …an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight ... points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent...proactive communication strategies with regulators and provide advice to senior management on the best approach to regulatory… more
- Scotiabank (New York, NY)
- …Bank's risk tolerance (including but not limited to credit, legal, regulatory , and operational risk ). + Actively pursues effective and efficient operations ... business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF...negotiation and execution of a range of complex, global capital markets documentation within the Bank's risk … more
- Raymond James Financial, Inc. (New York, NY)
- …and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue ... risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief...mentorship, and strategic oversight. + Identify, assess, and mitigate regulatory risks associated with Capital Markets activities,… more
- SMBC (New York, NY)
- …status reporting to senior leadership; + Maintain an understanding of SMBC's regulatory capital requirements / processes and anticipated future capital ... processes that support decisions in a variety of settings; development of specialized capital knowledge; exposure to senior leadership; and the opportunity to… more
- Bank of America (New York, NY)
- …and methodologies for capital calculation, and ad-hoc analytical reporting to senior management and regulatory agencies. Success requires understanding of ... partner relationships within ECM, eg various workstreams, ECM Technology, Quality Assurance, Capital Risk and Internal/External audit. Throughout the tenure of… more
- Citigroup (New York, NY)
- …such as the pro-forma pricing calculator and Citi-wide client returns analytics, with risk and capital related balance sheet platforms and actualized capital ... (eg Corporate Guarantees and Collateral) + Liaise with Regulatory Policy and Capital Group (RCPG), ...and Technology / Operations partners in product management or risk capacity; exposure to RWA, TCE, capital … more
- MUFG (New York, NY)
- …in any one or more of the following: Liquidity Risk Management, Data Risk Management, Treasury, Capital Management, Market Risk Management or Interest ... to either a VP, Audit Lead or a Director, Sr . Audit Lead. This role includes, but is not...identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment. + Proficiency… more
- Scotiabank (New York, NY)
- …risks associated with Mortgage Capital Markets, Cash Management, Fraud and Reputational Risk . + The Operational Risk Senior Manager is accountable for ... Senior Manager, Operational Risk **Requisition ID:**...role at a financial institution. + Working knowledge of Capital Markets and current regulatory environment in… more
- SMBC (New York, NY)
- … requirements for capital elements + Maintain an understanding of SMBC's regulatory capital and funding processes and anticipated future regulatory rule ... development of Capital monitoring framework and Internal capital targets and triggers + Perform Risk ...Knowledge of Basel rules and detailed understanding of evolving regulatory capital requirements and guidance + Bachelor's… more