- Heritage Financial Credit Union (Middletown, NY)
- …on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to use your experience and knowledge to take ... the organization, helping to support our culture of integrity, transparency, and risk management . Here's a little about us: Heritage Financial Credit Union is a… more
- BMO Financial Group (New York, NY)
- …group management in communicating and implementing changes to applicable regulatory policies and procedures. + Represents the business/group Compliance team and ... and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- TD Bank (New York, NY)
- …and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in rendering ... training requirements** + **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management … more
- Citigroup (New York, NY)
- … management , ensuring all digital asset activities align with regulatory requirements, internal policies, and the company's risk appetite. **Key ... NYDFS, OCC, SEC, MAS) including new product non-objection submissions and responding to regulatory inquiries. + Track record of influencing change and delivering… more
- TD Bank (New York, NY)
- …of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, as examples.** + **Environment ... business management , dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- University of Rochester (Rochester, NY)
- … System (QMS). Directs and oversees the day-to-day quality assurance and regulatory operations, including vendor qualification and management programs, training ... a robust change control program in compliance with quality and regulatory compliance standards for clinical research. + Ensures all clinical trial activities… more
- Unither Pharmaceuticals (Rochester, NY)
- …main responsibilities of the position is the oversight of the Rochester Site Change Control systems. The specialist will facilitate the change control committee ... and provide coaching to the site employees on the change control process. In addition to the oversight of...facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B. DUTIES /… more
- TD Bank (New York, NY)
- …procedures. + Work on the development and enhancement of a new conflict management systems and tools, ensuring alignment with regulatory expectations and ... ideal candidate will bring between 5-7 years of specialized experience in conflicts management , with a track record of working on conflicts systems and working on… more
- KeyBank (Albany, NY)
- …challenge of complaints, policies, procedures, training program content, issues management , implementation of regulatory changes, reporting routines (executive, ... the new or revised policies procedures, processes, training program content, issues management , implementation of regulatory changes, executive and regulatory… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …and timesheet/contract management . + Authors and/or edits key clinical or regulatory documents, as needed. **Qualifications/ Required** + BA/BS degree in a Life ... are assigned. The Senior Manager, MW will additionally contribute to the management of operational plans, budgets, and innovative solutions for all medical writing… more
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