- TD Bank (New York, NY)
- …at TD. This is a cross-functional role and will partner closely with change management , program governance, and other key leaders in the organization. ... compliance programs, governance, and risk frameworks.** + **Experience with management reporting/reporting routines (excluding Board reporting), regulatory … more
- TD Bank (New York, NY)
- …procedures. + Work on the development and enhancement of a new conflict management systems and tools, ensuring alignment with regulatory expectations and ... ideal candidate will bring between 5-7 years of specialized experience in conflicts management , with a track record of working on conflicts systems and working on… more
- Citigroup (New York, NY)
- … Regulatory or Consulting roles, in financial service + Demonstrated experience of change management with program/project management or PMO experience in ... and managing risk systems. + Strong knowledge of Risk Management and/or Regulatory Reporting including knowledge of...job level, and date of hire. **Most Relevant Skills** Change Management , Data Analysis, Data Governance, Data… more
- KeyBank (NY)
- …challenge of complaints, policies, procedures, training program content, issues management , implementation of regulatory changes, reporting routines (executive, ... the new or revised policies procedures, processes, training program content, issues management , implementation of regulatory changes, executive and regulatory… more
- Bank of America (New York, NY)
- Business Product Management Executive New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Business-Product- Management -Executive\_24020751) **Job Description:** At Bank of America, we are… more
- Mizuho Corporate Bank (New York, NY)
- …comprehensive model risk policies, standards, and procedures to ensure consistency and regulatory adherence. + Risk Assessment & Issue Management : Oversee ... this senior leader will ensure the integrity, compliance, and effective management of all models. The role includes enhancing reporting capabilities, overseeing… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** Sanctions Advisory Managers are aligned to ... as key advisors on OFAC and global sanctions issues, guidance, processes, regulatory changes, and escalations. The ideal candidate will have sanctions regulatory… more
- Marex (New York, NY)
- …+ Complete or assist in completing broker-dealer guidance, related to business change proposals, for management review. + Manage broker-dealer Business Line ... Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing real-time… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will… more
- NBC Universal (New York, NY)
- …in a fast-paced environment + Flexible to acquiring new areas of expertise as regulatory environment and business needs change Additional Requirements + Must be ... is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients,… more