- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** Sanctions Advisory Managers are aligned to ... as key advisors on OFAC and global sanctions issues, guidance, processes, regulatory changes, and escalations. The ideal candidate will have sanctions regulatory… more
- Marex (New York, NY)
- …+ Complete or assist in completing broker-dealer guidance, related to business change proposals, for management review. + Manage broker-dealer Business Line ... Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing real-time… more
- Marex (New York, NY)
- … inquiries. + Complete or assist in completing US Broker Dealer BCAC (Business Change Approval Committee ()guidance for management review + Manage US Broker ... as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will… more
- NBC Universal (New York, NY)
- …in a fast-paced environment + Flexible to acquiring new areas of expertise as regulatory environment and business needs change Additional Requirements + Must be ... is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients,… more
- Enviri Corporation (New York, NY)
- …or other continuous improvement methodologies is a plus + Proficiency in change management methodologies and practice Clean Earth offers competitive benefits ... plant. Ensures the location meet or exceed environmental health and safety, regulatory compliance, production, and waste management goals within their region.… more
- BMO Financial Group (New York, NY)
- …communication strategy focusing on positively influencing or changing behaviour. + Leads change management programs of varying scope and type, including ... and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and...life. It calls on us to create lasting, positive change for our customers, our communities and our people.… more
- Truist (New York, NY)
- …Risk Indicators (KRIs). 5. Provide risk management support and oversight for change activities (both business and regulatory change ). 6. Provide ... existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite...minor, which are not mentioned below. Specific activities may change from time to time. 1. Engage in risk… more
- Citigroup (New York, NY)
- …independent, objective, reliable, valued and timely assurance to the Board, senior management and regulators of Citigroup, Citibank and its subsidiaries. Citi IA ... of its strategy, leading to enhancements in the Institution's governance, risk management and control environment. The Chief Auditor -Professional Practices is a… more
- TD Bank (New York, NY)
- …reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent… more
- PSEG Long Island (Hicksville, NY)
- …a commutable distance and, since business needs vary by position and may change over time, managers will set expectations and flexibility regarding where and when ... you might typically associate with a small business. Our focus on combatting climate change through clean energy technology, our new net zero climate vision for 2030… more