- Mizuho Corporate Bank (New York, NY)
- …ensure adherence to controls and improve the supervisory control framework Assist in Regulatory Change Management Process. Keep abreast of regulatory ... for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics reporting and… more
- Mizuho Corporate Bank (New York, NY)
- …coordination of Regulatory Reporting Governance Committee, Interpretation and Change Management Forums, handling communication with outside of reporting ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...+ Coordinate with multiple stakeholders across organization. + Support management and team members. Qualifications: + Bachelor's degree in… more
- American Express (New York, NY)
- …+ Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and Inventory Management (RCIM), and provide ... challenge, and guidance to GCS Marketing business stakeholders on compliance/ regulatory requirements applicable to marketing projects and strategies. + Analyze… more
- SMBC (New York, NY)
- …+ Help establish and maintain coordination with related compliance disciplines - eg, regulatory change , risk assessment, management of controls library. + ... refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from… more
- TD Bank (New York, NY)
- …culture of supervision and supervisory engagement, considering industry best practice and regulatory change . The Global Markets Supervision (GMS) team partners ... process enhancements to supervision framework and procedures; assist with relevant change management process. **Education & Experience:** + Undergraduate degree… more
- American Express (New York, NY)
- …business units, functional areas, and geographies. **The Director, Governance and Regulatory Management will:** + Develop execution plans for operational ... regulatory adherence) + Aggregate reporting, approvals/exceptions and support " change -the-function" activities for the BU + Develop and administer implementation… more
- Citigroup (Getzville, NY)
- …jurisdiction, job level, and date of hire. **Most Relevant Skills** Assessment, Change Management , Communication, Credible Challenge, Management Reporting, ... Engagement is a strategic professional who keeps senior management apprised of ongoing regulatory interactions across...to assignments and goals. + Comfortable with ambiguity and change and working in a large, complex organization. +… more
- Mizuho Corporate Bank (New York, NY)
- …preparation of Regulatory Reporting Working Group and Governance Committee meetings, Change Management and Issue Management Forums, and handling ... years of business analysis and relevant experiences in the Regulatory Reporting, Finance, Risk Management or related... reporting processes including but not limited to supporting management meetings, change management and… more
- Citigroup (Getzville, NY)
- …job level, and date of hire. **Most Relevant Skills** Business Acumen, Change Management , Communication, Data Analysis, Financial Acumen, Internal Controls, ... Operations team that is responsible for the implementation and oversight of regulatory reporting, including exception management and risk mitigation across swap… more
- Citigroup (New York, NY)
- …Advanced degree preferred **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary ... **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with...progress reports to regulators and internal reporting to senior management . As a strong project manager adept at working… more