- BMO Financial Group (New York, NY)
- …clients around the world. #bmocapitalmarkets **MANDATE** The VP, Capital Markets Conduct Risk Management , is a member of the Regulatory Portfolio team within ... First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the...life. It calls on us to create lasting, positive change for our customers, our communities and our people.… more
- TD Bank (New York, NY)
- …in the Global Control Room, change management , project management and operations. + Experience managing complex regulatory remediation efforts. + ... inquiries as they relate to Global Control Room. + **Issues Management :** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- Scotiabank (New York, NY)
- …GTB and the broader enterprise) + Support Balance sheet, P&L and Financial management + Regulatory and control function compliance: + Ensuring the assigned ... all regulatory and control function requirements and standards + End-to-end management of the regulatory initiatives for the assigned products and liquidity… more
- TD Bank (New York, NY)
- …, fraud aggregation and assessment, Basel implementation/capital analysis, change management , Privacy, AML, LCM and other regulatory issues), in addition ... operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management , Outsourcing & Vendor Management , Regulatory … more
- KeyBank (Amherst, NY)
- … management ) as well trust/fiduciary related compliance, operations, and risk management strategies with respect to applicable OCC regulatory expectations and ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has… more
- KeyBank (Albany, NY)
- …LOB senior management . . Maintain relationships with industry peers and regulatory bodies. . Identify, respond and/or escalate risks as appropriate. . Assist in ... assessments, compliance processes, and applicable techniques for the implementation of regulatory and legal requirements. . Strong relationship management and… more
- SMBC (New York, NY)
- …to deliver scalable, client-centric solutions that meet evolving market and regulatory demands. + Oversee product lifecycle management , including ideation, ... in a global, matrixed environment. + Deep understanding of payment systems, liquidity management , and regulatory requirements. + Strong risk and controls acumen,… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- We are creating a new Third Party Risk Management function and are looking for an Executive Director Third Party Risk Management to own the enterprise TPRM ... program , define the enterprise risk management vison and ensure governance and accountability at all levels associated with the company's external partners,… more
- JPMorgan Chase (New York, NY)
- …management , and implementation + Experience collaborating with cross-functional teams, including change management , business, and vendors + Proven ability to ... across a wide range of business lines and functions to drive impactful change throughout Asset Management . **Job Responsibilities:** + Partner with business… more
- City of New York (New York, NY)
- …record keeping, emergency action plan review, Tier 2 reporting, and risk management programs, among other regulatory program responsibilities. g) Managing ... high-risk activities including crane rigging, fall protection, confined space, hot work, management of change development and approval. j) Continuously develop… more