- Manulife (New York, NY)
- …manage a sound Rule 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training, conflict management , and ... experience and an understanding of interplay of US investment management requirements with foreign regulatory regimes in...required for this role. We reserve the right to change these duties or assign additional duties at any… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- Mount Sinai Health System (New York, NY)
- …of Health 5. Review and analysis of all incident reports to identify risk management , quality of care, regulatory and insurance concerns 6. Participates in ... reviews and reports 11. Collaborates with quality staff to support ongoing regulatory compliance and management of on-site regulatory /accreditation visits… more
- Cardinal Health (Albany, NY)
- …Qualifies suppliers in compliance with internal procedures and in compliance with regulatory requirements. + Lifecycle Management : Assist with ongoing monitoring ... **_What Quality Assurance / Supplier Quality Management contributes to Cardinal Health_** Quality develops and...regulatory requirements. + Ensures quality system documents (ie change controls, nonconformances, and CAPAs) for which the team… more
- KeyBank (Amherst, NY)
- … management ) as well trust/fiduciary related compliance, operations, and risk management strategies with respect to applicable OCC regulatory expectations and ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has… more
- Citigroup (New York, NY)
- Enterprise Risk Management (ERM) within Independent Risk Management is responsible for overseeing the implementation of Citi's Enterprise Risk Management ... identification, enterprise risk analytics, risk appetite & limits, new activity risk management , risk frameworks & policy, strategic risk, digital assets risk and… more
- KeyBank (Albany, NY)
- …LOB senior management . . Maintain relationships with industry peers and regulatory bodies. . Identify, respond and/or escalate risks as appropriate. . Assist in ... assessments, compliance processes, and applicable techniques for the implementation of regulatory and legal requirements. . Strong relationship management and… more
- Conifer Realty LLC (Rochester, NY)
- …and has an intense focus on achieving results. + Demonstrated expertise in change management and operational excellence. + Ability to demonstrate organizational, ... leaders and encourage innovation to advance the theory of change + Ensure training needs are assessed, and necessary...the Compliance and Administration team to proactively address all regulatory compliance areas within the property management … more
- Turner & Townsend (New York, NY)
- …sector, **Turner & Townsend** are seeking a **Director - Procurement Management ** to lead strategic procurement initiatives across major infrastructure programs. ... contract negotiation, and award. + Collaborate with engineering, construction, and regulatory teams to ensure procurement aligns with technical and compliance… more
- Mount Sinai Health System (New York, NY)
- …in the professional practice standards, NYS regulations in nursing, emergency management , labor contracts, and regulations of the Office of Professional Discipline ... for management of misconduct. This individual is responsible for advancing...meet evidence-based practice standards, national patient safety goals, and regulatory requirements. Serves as an advisor to the CNO… more
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