- Prime Therapeutics (Austin, TX)
- …deficiencies are corrected; oversees CAP management and findings + Consults on regulatory change management process and program and advises on areas ... and drives every decision we make. **Job Posting Title** Director, Compliance ( Regulatory ) **Job Description** The Director of Compliance is responsible for the… more
- Deloitte (Dallas, TX)
- …with clients and among Deloitte practitioners + Experience with business transformation, regulatory remediation or change management initiatives as a ... sponsorship may be available Preferred Qualifications + Experience with business transformation, regulatory remediation or change management initiatives as a… more
- Bausch + Lomb (Austin, TX)
- …documentation, due diligence, market expansion, labeling content, regulatory compliance, regulatory intelligence and change management for consumer ... external regulatory stakeholders and shape the external regulatory environment. + Advanced Project Management /...the external regulatory environment. + Advanced Project Management / leadership experience with the ability to influence… more
- Santander US (Dallas, TX)
- …deliverables and establish necessary recommendations on compliance matters such as, Training, Regulatory Change Management , Metrics, Reporting, etc. + ... of consumer compliance requirements. You will gain direct knowledge of regulatory obligations, risk management practices, and compliance related functions… more
- Prime Therapeutics (Austin, TX)
- …regulatory related communications. **Responsibilities** + Promotes awarenessand communicationofcomplianceand regulatory change management initiatives with ... supports the Chief Compliance Officer's compliance governance responsibilities + Represents Compliance Regulatory Intelligence and Change Management teams in… more
- MUFG (Irving, TX)
- …**Engaging with OFAC, prudential regulators, internal audit, and testing.** + **Sanctions regulatory change management ** - Monitoring sanctions regulatory ... provide training to junior sanctions compliance colleagues. + Willingness to embrace change and thrive within a rapidly-evolving sanctions regulatory framework.… more
- MUFG (Irving, TX)
- …will vary based on need/skillset, but may include: + _Sanctions Advisory_ + Sanctions regulatory change management - Monitoring sanctions regulatory ... Compliance Program. The GSCD Program is responsible for advising on regulatory /bank policy matters, driving implementation of global sanctions controls (including… more
- MUFG (Irving, TX)
- … areas of focus. Examples include Anti-Money Laundering, Sanctions, Anti-Bribery & Corruption, Regulatory Change Management , Testing, Issues Management , ... areas within and outside of Compliance, Analysts will gain business, regulatory and risk management expertise, develop a network of contacts across MUFG, and… more
- MUFG (Irving, TX)
- …maintain pre-clearance and related relevant records. + Support ABC Risk Assessment and Regulatory Change Management processes. + Coordinate global ABC team's ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Capco, a Wipro Company (Dallas, TX)
- …collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, innovators, and ... who have a good understanding of capital markets/investment banking coupled with strong change management experience and prior success, either as a management… more