- TD Bank (Fort Lauderdale, FL)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- Citigroup (Tampa, FL)
- … Product Senior Analyst, Compliance Risk Management Senior Analyst, Regulatory Compliance Quality Assurance, Senior Analyst, or related position involving ... coordinating, monitoring, and developing regulatory compliance procedures to mitigate risks for the global financial industry. 2 years of experience must… more
- American Express (Sunrise, FL)
- …digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... challenge and guidance to US Consumer Deposits business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and features.… more
- PNC (FL)
- …Organization supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be ... Program Advisor will also be responsible for the following: - Coordinating regulatory compliance efforts for PNC's organizations, planning, developing, and… more
- American Express (Sunrise, FL)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- JPMorgan Chase (Tampa, FL)
- …**Job Responsibilities:** + Provide oversight of the development and execution of regulatory compliance for CCB Operations. + Possess strong knowledge and ... Conduct and Operational Risk (CCOR) organization, you will support executing the Compliance framework for Regulatory Operations. In this role, you will actively… more
- American Express (Sunrise, FL)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- Oshkosh Corporation (Orlando, FL)
- …non-technical means. Keep informed on the latest research, trends, and developments in all regulatory compliance areas. + Serve as a trusted advisor to business ... CEH, GIAC, Security+, SSAP, etc.) + In-depth Knowledge and experience with regulatory compliance models (NIST, HIPAA, PCI, ISO, etc.). + Hands-on design or… more
- American Express (Sunrise, FL)
- … Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program for the Technology (Tech) business unit. This ... policies and programs and appropriate for the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, … more
- Arena Investors LP (Jacksonville, FL)
- …. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment ... on accuracy and efficiency. . 7 - 10 years of regulatory compliance experience at a SEC-registered investment adviser (primarily private credit exposure);… more