- Citigroup (Miami, FL)
- …service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions ... guidelines. Adhere to MPP, RDIP, banking, investment and tax regulatory and other compliance policies and procedures. + Review and ensure that transactions… more
- TECO Energy (Ruskin, FL)
- …Supply's operational technology systems and coordinate necessary actions to maintain compliance with applicable internal and regulatory standards. Develop ... and malware analysis. Basic working knowledge of the processes that ensure compliance with regulatory or industry requirements such as NERC CIP, SOX and PCI.… more
- Chewy (Plantation, FL)
- …team to effectively manage its complex insurance portfolio, oversee claims, maintain regulatory insurance compliance , and scale risk management processes in line ... + Manage issuance of certificates of insurance and auto ID cards, and ensure compliance with posting notices are current. + Assist with insurance policy audits and… more
- AIG (Miami, FL)
- …manage risks and provide financial security. Make your mark in the Global Legal, Compliance and Regulatory team AIG's Global Legal, Compliance , Regulatory ... The team ensures an operating environment that minimizes legal, regulatory and reputational risks and complies with all laws...JD degree from an accredited law school and in compliance with all relevant state bar licensing requirements, including… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …The person in this role will partner with subject matter experts in Regulatory Reporting, Compliance , Technology, and others in the Category IV program ... Fully understand various data and reporting flows across the Regulatory Reporting areas to identify and execute remediation with...and/or Office of the Comptroller of the Currency (OCC) regulatory requirements is a plus. **Skill in** + Hands-on… more
- MyFlorida (Bunnell, FL)
- …500, Florida Statutes, and Chapter 5K-4, Florida Administrative Code, for compliance with regulatory , sanitation and consumer protection requirements. Utilizes ... evaluate food establishment structures, environment, equipment, methods and controls for compliance with regulatory requirements. + Working knowledge and ability… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring ... **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor others … more
- MUFG (Tampa, FL)
- …in the Section's operations. Ensure the Staff receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies and ... Control and Customer Service; (4) Staff and Performance Management (5) Compliance policies and procedures. (6) Special projects (7) Provide Operational /Technical… more
- Cardinal Health (Tallahassee, FL)
- …collaborate with subject matter experts from other departments, especially the Legal, Regulatory Counsel and Compliance teams + Demonstrate knowledge of general ... to commercial, corporate securities, intellectual property, labor and employment, and regulatory law, among other areas. This function also litigates all company… more
- Humana (Fort Lauderdale, FL)
- …to Board and committee meetings, materials and minutes, and legal and regulatory requirements. + Ensure compliance with corporate governance standards, ... as well as mergers & acquisitions transactional support. This role ensures compliance with corporate legal requirements, supports the Board of Directors, and drives… more