- BlackRock (New York, NY)
- …of policies and procedures **Knowledge/experience:** + _3-4+ years of legal and/or regulatory ( compliance ) experience in asset management_ + _Bachelor's Degree_ ... **About this role** **Business Unit Overview:** Blackrock's Compliance Department protects Blackrock's reputation and provides client focused advice. It understands… more
- American Express (New York, NY)
- …& Compliance . CPAT is responsible for administering a comprehensive UDAAP/UDAP regulatory compliance Program. CPAT is responsible for business process and ... within a team environment and independently drive results + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary Range:… more
- Syracuse University (Syracuse, NY)
- …and deliverables. The compliance specialist supports the University on regulatory compliance and risk reduction activities through facilitating effective and ... program. The Compliance Specialist collaborates with unit and college compliance partners across the university who have regulatory and compliance… more
- Vibrant Emotional Health (New York, NY)
- …work plans Identify areas of training and support for staff to meet regulatory compliance mandates Conduct investigations as assigned and complete thorough ... external audits and reviews of systems, records, and processes to ensure compliance with regulatory guidelines and funder requirements Communicate with external… more
- Raymond James Financial, Inc. (New York, NY)
- …for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ... professionals to support business growth and adapt to changing regulatory landscapes. + Foster a culture of compliance... regulatory landscapes. + Foster a culture of compliance by coaching and mentoring junior team members and… more
- AECOM (New York, NY)
- …**Position Overview:** We are seeking a detail-oriented and proactive **Documentation & Compliance Coordinator** to support regulatory compliance and ... and communicate Standard Operating Procedures and technical guidelines in compliance with NYCHA and HPD regulatory standards...guidelines in compliance with NYCHA and HPD regulatory standards to communicate with internal staff and external… more
- BMO Financial Group (New York, NY)
- …groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to financial processes ... training needs, development/delivery of training, development and execution of regulatory administration processes & procedures, management of review/updates to… more
- Atlas (Albany, NY)
- …Training clients and employees in SPCC Plan and stormwater requirements. * Performing regulatory compliance audits to review client operations to ensure they ... are a great company. We are seeking a **Water Compliance Consultant (CS Project Manager 2)** to join our...**Technical requirements:** * Experience with stormwater and SPCC Plan regulatory programs. * Proficient in regulatory research… more
- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function...team, with a focus on audits of Financial Crime Compliance and Anti-Money Laundering initiatives. This role will be… more
- Rochester Institute of Technology (Rochester, NY)
- …advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research, **OR** ... **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest process… more