- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function...team, with a focus on audits of Financial Crime Compliance and Anti-Money Laundering initiatives. This role will be… more
- Rochester Institute of Technology (Rochester, NY)
- …advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research, **OR** ... **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest process… more
- Carrington (Albany, NY)
- …servicing procedural documents into a complete loan "servicing file" to respond to regulatory compliance audit/exams + Perform assigned compliance testing as ... team and work remote from home!** The Loan Servicing Compliance Analyst I will be responsible for the provisioning...for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. Perform… more
- Amazon (New York, NY)
- …security for customers and have a passion for state-of-the-art technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is ... looking for a highly motivated Compliance Program Manager to join our audit team in...Security Assurance to support the delivery of AWS's flagship compliance programs, including ISO, PCI, HITRUST, and SOC. You… more
- SMBC (New York, NY)
- …for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing ... monitoring of relevant business units. + Assists in providing advice on regulatory and compliance requirements to business unit staff so that they may conduct… more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do:** ... entering the marketplace, razor-thin margins, and a shifting administration regulatory focus, financial companies are exploring new business models, grappling… more
- Access: Supports For Living (Middletown, NY)
- …PRIMARY RESPONSIBILITES: This position supervises the daily QA/QC, Quality Improvement, Regulatory , Safety and Compliance activities that support all corporate ... Work Plan + Co-Chairs the Compliance Committee, conducting compliance investigations, publishing regulatory guidance updates, identifying compliance… more
- KeyBank (Buffalo, NY)
- …management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis tools and ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Capital One (New York, NY)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Highmark Health (Albany, NY)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more