- JPMorgan Chase (New York, NY)
- …will require knowledge of compliance within the financial industry, key compliance skills, familiarity with regulatory best practices along with an ability ... management of compliance and conduct risks. + Collaborate with Legal, regulatory engagement, the business and other control functions to gather information and… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... to Performing Loan Servicing. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally… more
- Syracuse University (Syracuse, NY)
- …units and its Centers for Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of ... with external counsel in defense of pending or threatened litigation, regulatory investigations and similar matters (including by drafting and signing legal… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD... training as well as the preparation of all regulatory filings in the US and in other jurisdictions… more
- The Rare Wine Co. (Brooklyn, NY)
- …keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial role ... excise tax reports for relevant jurisdictions. Documentation and Reporting: Maintain compliance documentation and regulatory databases to ensure up-to-date,… more
- Scotiabank (New York, NY)
- …sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives ... policies and procedures development, the provision of compliance training, compliance risk assessments, responding to regulatory inquiries, etc. + Strong… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- NASCO (Albany, NY)
- …and ACA Exchanges business + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance Official; supports compliance ... compliance stakeholders including product teams and HR to deliver clear regulatory guidance, effective compliance training and awareness campaigns. Creates… more
- WMCHealth (Valhalla, NY)
- … Program, specifically the WMC Advanced Physician Services, by monitoring compliance with internal and external regulatory standards. Responsibilities include ... Experience: A minimum of 3 to 5 years of experience in compliance or regulatory management in a large tertiary academic hospital or healthcare facility.… more
- Stony Brook University (Stony Brook, NY)
- …as a resource, providing guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance . + The DCRCP ... at least 1-2 years of experience clinical trial monitoring/auditing, research compliance , or regulatory oversight/project management of human subject research… more