- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS… more
- Fiserv (New York, NY)
- …successful Manager of Financial Crimes Compliance & Emerging Markets ensures regulatory compliance and manages risk across high-risk verticals such as ... or law firms. + CAMS certification or equivalent. + Experience in AML compliance and regulatory compliance . + Experience with compliance monitoring and… more
- SMBC (New York, NY)
- …analytic tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner ... the bank's strategy for climate-related financial risk assessment and analytics. ** Regulatory Compliance & Reporting:** Partner with relevant corporate… more
- Leviton (Melville, NY)
- …development projects and supporting project teams in securing and maintaining product regulatory compliance . This individual will collaborate with virtually all ... closely with Engineering and Product Management to secure and maintain product regulatory compliance Provides guidance to product development teams regarding… more
- Justworks (New York, NY)
- …information, ensuring successful submission to vendors and state agencies for licensing and regulatory compliance . This role sits at the intersection of ... regulatory compliance and operational execution. It involves translating complex ...submitting sensitive customer and business data in support of regulatory compliance + Recruit, onboard, and coach… more
- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... the tasks are regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and assess applicability to business… more
- Coinbase (Albany, NY)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong interpersonal, analytical, and communication (verbal and… more
- Scotiabank (New York, NY)
- …You'll Do** + Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the ... testing and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at least 3 of which should involve testing… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of SEC rules… more
- APTIM (New York, NY)
- …Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, ... Provide post-deployment support, data management, and technical troubleshooting + Oversee regulatory compliance for permitting and emissions, including preparing… more