- Marex (New York, NY)
- …data in order to improve efficiencies and Compliance reporting. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate...responsibility + To report any breaches of policy to Compliance and/ or your supervisor as required + To… more
- Veterans Affairs, Veterans Health Administration (New York, NY)
- …research policies, guidelines and procedures, and other documents, facilitating the compliance with all regulatory and administrative project requirements. ... research policies, guidelines and procedures, and other documents, facilitating the compliance with all regulatory and administrative project requirements. May… more
- WSP USA (New York, NY)
- …of materials/equipment/labor, technical calculations, permit applications, schematics, construction, compliance documentation, and regulatory and technical ... and implement site Health and Safety Plans (HASPs). + Interact with regulatory agencies, subcontractors, and clients in a confident and professional manner. +… more
- M&T Bank (Getzville, NY)
- …to applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Ensure compliance with federal, state, ... regulatory and investor guidelines regarding foreclosure. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an… more
- WSP USA (New York, NY)
- …of materials/equipment/labor, technical calculations, permit applications, schematics, construction, compliance documentation, and regulatory and technical ... and implement site Health and Safety Plans (HASPs). + Interact with regulatory agencies, subcontractors, and clients in a confident and professional manner. +… more
- Family and Children's Association (Mineola, NY)
- …programs to ensure the effective delivery of services to clients and its compliance with all agency, funding and regulatory requirements. Responsibilities: + In ... and goal plans. + Ensure that Residences are operating in compliance with all regulatory and funding sources. + Responsible for investigation and follow up… more
- Philadelphia Insurance Companies (Melville, NY)
- …and overseeing work efforts. Coordinates with other functional areas of the Compliance Department on regulatory matters that impact company independent forms ... expertise of the product development specialists. Ensures products meet regulatory requirements and adhere to internal company standards. Qualifications Bachelor's… more
- WSP USA (New York, NY)
- …of materials/equipment/labor, technical calculations, permit applications, schematics, construction, compliance documentation, and regulatory and technical ... site Health and Safety Plans (HASPs). + Interact with any applicable regulatory agencies, subcontractors, and clients in a confident and professional manner. +… more
- WSP USA (New York, NY)
- …quantities of materials/equipment/labor, technical calculations, permit applications, construction, compliance documentation, and regulatory and technical ... Prepare and implement site Health and Safety Plans (HASPs). + Interact with regulatory agencies, subcontractors, and clients in a confident and professional manner +… more
- JPMorgan Chase (Brooklyn, NY)
- …statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and regulatory requirements. + Monitor the Global ... capital treatment for new products liaising with Corporate Accounting Policy and Regulatory Policy groups where appropriate to ensure compliance with reporting… more