- Bank of America (New York, NY)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- University of Rochester (Rochester, NY)
- …study applications, amendments, and continuing reviews for IRB approval + Ensures compliance with all applicable regulatory and institutional requirements and ... of study materials to subjects and team members as appropriate. Ensures compliance , following up and communicating as needed. **Mentoring:** Mentors and trains Human… more
- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... but not limited to, Clinical Development, Translational Medicine/Early Development, Regulatory Affairs, Data Management and Biostatistics is essential. **Job Duties… more
- Tompkins Community Bank (Medina, NY)
- …in support of risk management and overall safety and soundness and the Company's compliance with all regulatory requirements; ensure that the unit and all ... accurately and efficiently, while complying with all policies, procedures and regulatory and banking requirements. Helps build relationships with client by… more
- Wolters Kluwer (Albany, NY)
- …+ Build and maintain strong relationships with key stakeholders and clients. + Ensure compliance with all regulatory and company standards. **You're a Great Fit ... to help save lives, improve the way we do business, build better judicial and regulatory systems. We help them get it right. The Wolters Kluwer Corporate Tax and… more
- TD Bank (New York, NY)
- …economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist ... lines, corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and control,… more
- SMBC (White Plains, NY)
- …+ Identify and escalate breaks as needed + Understand and ensure compliance with relevant regulatory requirements + Proficiency using various industry-standard ... milestones for measuring tangible results **Core Competencies/Skills:** + Knowledge of regulatory control and risk frameworks applicable to Operations + Knowledge of… more
- Arnot Health (Elmira, NY)
- …collection. + Traveling as necessary to perform specimen collection. + Maintaining compliance with all regulatory and laboratory guidelines. What We're Looking ... as venous, heel stick, and capillary. You will ensure strict adherence to regulatory requirements and collection procedures for all age groups. Your duties will… more
- Canandaigua National Bank & Trust (Canandaigua, NY)
- …support of risk management and overall safety and soundness and the Bank's compliance with all regulatory requirements, eg Community Reinvestment Act (CRA), Bank ... team; complying with operating policies and procedures and outside regulatory requirements established for the Retail Services function; developing customer… more
- WMCHealth (Kingston, NY)
- …that facility's structures, grounds, systems and equipment operate effectively and are in compliance with all regulatory requirements in order to provide a safe ... LICENSES/CERTIFICATIONS + Professional Engineer Preferred OTHER + Working knowledge of regulatory requirements (JCAHO, NYSDOH, EPA, etc.); ability to manage project… more