- Gateway-Longview (Buffalo, NY)
- …each assigned client's record is accurately maintained and up to date in compliance with all relevant regulatory requirements and agency standards. + ... under the most current edition of the DSM / ICD 10 codes, following pertinent regulatory and agency standards + Ability to detect clients at risk, to prevent further… more
- Citigroup (New York, NY)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- Robert Half Office Team (New York, NY)
- …responsibilities. Responsibilities: * Organize and maintain HR documentation to ensure compliance with audits and regulatory requirements. * Assist in ... play a key role in supporting various administrative and compliance tasks within the HR department. The ideal candidate...tasks. * Collaborate with the HR team to ensure compliance with policies and procedures. * Address administrative and… more
- KeyBank (Albany, NY)
- …includes processing client-initiated requests, resolving transaction discrepancies, and ensuring compliance with operational and regulatory standards. The role ... tools such as PEP+ and CMOD1 + Collaborate with internal teams including Compliance , Risk, and Client Services to ensure accurate and compliant handling of exception… more
- BAE Systems (Endicott, NY)
- …implementation and assurance. + Ensure products conform to established company and regulatory performance and quality standards. Manage compliance with federal, ... Sustainment). The Director will utilize his/her expertise in Quality to ensure compliance , drive process improvements, lead root cause corrective actions and guide… more
- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... to effectively execute the launch plan. + Acts in compliance with SMPA commercial compliance policy, all applicable federal and state laws and guidance… more
- Tompkins Community Bank (Ithaca, NY)
- …prepare detailed fiduciary accountings for estates and trusts, ensuring accuracy and compliance with legal and regulatory standards. + Conduct regular reviews ... accounting and draft estate and fiduciary tax returns, ensuring accuracy and compliance with relevant laws. This role gathers and monitors necessary information,… more
- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... FTO, patentability, inventorship, and portfolio exclusivity positions from patent and regulatory law considerations. + Provide transactional IP support by drafting… more
- Insight Global (New York, NY)
- …main responsibilities include: * Manage and execute audits focused on the firm's compliance with the securities regulatory requirements and a strong control ... weaknesses, and communicating findings to senior management, all while ensuring compliance with relevant regulations and internal policies. This team has unique… more
- SMBC (New York, NY)
- …including fairness, transparency, and compliance .Collaborate with legal, risk, and compliance teams to ensure regulatory alignment. + **Innovation & Thought ... Excellent communication, stakeholder management, and strategic thinking skills. + Regulatory experience required, Financial Sector experience a plus SMBC's employees… more