- Wells Fargo (Purchase, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... partnerships with all centers of excellence (COE) and support partners; managing risk/ compliance ; expense / P&L management; and exception management + Execute on… more
- New York State Civil Service (Wantagh, NY)
- …Supervisor 3 (Sanitation Superintendent) is responsible for the operation, maintenance, and regulatory compliance of all water treatment plants, sewage treatment ... licensed plumbers, and seasonal maintenance assistants).This role involves leadership, regulatory compliance , staff training, operational oversight, and… more
- Port Authority of New York and New Jersey (Flushing, NY)
- …Aeronautical Services plays a key role in ensuring the safety, efficiency, and regulatory compliance of airside operations at LaGuardia Airport. This position ... + Strong working knowledge of FAA Part 139, airfield safety procedures, regulatory compliance , Air Traffic Control, airline operations, and aircraft policies… more
- Manulife (New York, NY)
- …**Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices ... Markets organization. In this role of Director, you will work closely with Compliance , Operations, Finance and Investor Relations to help ensure complete AML/KYC is… more
- Manulife (New York, NY)
- …**Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices ... Markets organization. In this role of Director, you will work closely with Compliance , Operations, Finance and Investor Relations to help ensure complete AML/KYC is… more
- Coinbase (Albany, NY)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... frameworks, and compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie. job requirements):* *… more
- KeyBank (NY)
- …and compliance processes, and applicable techniques for implementation of regulatory , compliance and legal requirements and operational processes. - Strong ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that...2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - Other duties… more
- TD Bank (New York, NY)
- …Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Carrington (Albany, NY)
- …volume of documentation to complete existing vendor's annual review in accordance with regulatory compliance and internal policy. + Monitor, track and conduct ... a relationship with such vendors to monitor and ensure their continued compliance with our applicable company policies and regulatory guidelines. Escalate… more