- Healthfirst (NY)
- …+ Coordinates a review of the website with business owners and ensures compliance with regulatory requirements specific to annual Go to Market activities, ... of 3 years experience working with government-sponsored programs in a Regulatory / Compliance capacity or equivalent work experience. + Demonstrated communication,… more
- BlackRock (New York, NY)
- …product, marketing and compliance groups and FINRA staff to help ensure regulatory compliance of marketing and sales collateral, digital content, and market ... **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review** **Location: New York or Boston** **About this role** Elevate your career… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other… more
- Wolters Kluwer (New York, NY)
- …we support, VitalLaw, is trusted by customers to help legal professionals achieve regulatory compliance and better understand complex legal issues in key areas ... in healthcare, legal, business, tax, accounting, finance, audit, risk and compliance rely on Wolters Kluwer's market-leading information-enabled tools and software… more
- City National Bank (New York, NY)
- …long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project ... technology governance protocols. The role is instrumental in driving adherence to regulatory timelines and ensuring fulfillment of compliance objectives while… more
- Deloitte (New York, NY)
- …staff The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements ... risk) + Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- Deloitte (Jericho, NY)
- …proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving … more
- HSBC (New York, NY)
- …investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and ... as a regulatory coordinator and central point of contact providing regulatory compliance advisory support on transactions, strategic initiatives and projects… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... oversight and support for key elements of the US Compliance Program, including: + Regulatory training + Talent development + Employee experience + Strategic… more
- TD Bank (New York, NY)
- … Programs + Proactively reviews and advises the business of new and changed Compliance regulatory and/or policy changes + Contributes to the development and ... develop proactive strategies, tactics, policies and programs to effectively manage regulatory compliance requirements + Ensures team collaboration with partners… more