- TD Bank (New York, NY)
- …**Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global ... This includes independently assessing the adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business.… more
- TD Bank (New York, NY)
- …+ Draft, update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on implementing and documenting ... 10+ years of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- Marex (New York, NY)
- …within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. ... in maintaining a healthy and transparent relationship between Marex and regulatory bodies. Responsibilities: Proactive in implementing Annual Compliance Plan… more
- City National Bank (New York, NY)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- Marex (New York, NY)
- …agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
- TD Bank (New York, NY)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists in remediation of… more
- CIBC (New York, NY)
- …US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily ... implemented done in the most effective and efficient manner to achieve regulatory compliance ; + the authority to represent Compliance on internal projects… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the organization's… more