- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... with minimal supervision + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and… more
- TD Bank (New York, NY)
- …and the ability to effectively manage competing priorities. Liaising with Legal, Compliance , Credit, Technology, Tax, Regulatory Reporting and relevant external ... the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and… more
- JPMorgan Chase (New York, NY)
- …for compliance and effectiveness. + Stay informed on IAM enforcement actions, regulatory changes, and emerging solutions for compliance . + Respond to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...ensuring that they align with industry best practices and regulatory requirements. **Job responsibilities** + Conduct in-depth inspections of… more
- Google (New York, NY)
- …plans. + Design and implement sophisticated control frameworks to ensure ongoing compliance with evolving regulatory landscapes and company policies. Google is ... or equivalent practical experience. + 10 years of experience in privacy compliance , risk management, investigation, auditing, legal, or consulting. + 5 years of… more
- TEKsystems (New York, NY)
- …tailored to broker-dealer activities, including policies, procedures, control testing, and regulatory reporting. - Align compliance efforts with enterprise risk ... ensure integration across business lines. - Collaborate with legal, compliance , and business teams to ensure regulatory ...legal, compliance , and business teams to ensure regulatory alignment and operational consistency. - Serve as a… more
- Arc Allegany-Steuben (Bath, NY)
- …intake for the traditional services offered by the organization. JOB FUNCTIONS: Regulatory and Corporate Compliance * Ensure conformance with applicable ... and other plans are written in accordance with applicable regulatory and billing requirements. * Ensure all regulatory...Report any billing concerns to supervisor and or Corporate Compliance . * Assist in the maximization of billing by… more
- Loretto Management Corporation (Syracuse, NY)
- …care information in accordance with Health Information procedures, adhering to regulatory requirements. Compliance : + Performs resident care according to ... and programs; determines work procedures and expedites work flow; ensures compliance with all operating policies, procedures, and regulations, communicates with and… more
- Mizuho Corporate Bank (New York, NY)
- …contractor data. + Define the access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure ... to lead cross-functional initiatives and manage competing priorities. + Experience with regulatory and compliance requirements related to People data (eg, GDPR,… more
- CDS Life Transitions (Webster, NY)
- …for accurate financial records, preparing financial statements, managing budgets, and ensuring compliance with regulatory reporting, compliance with ... of rents and other schedules. + Process invoices as requested. + Ensure compliance with corporate accounting policies and procedures and internal controls. + Ability… more
- MTA (New York, NY)
- …effective communication between various bridge and tunnel departments, external agencies, and regulatory entities. Compliance & Risk Management: + Ensure ... in their absence, and represents the agency before elected officials, regulatory entities, and industry partners. Key Responsibilities: Strategic Leadership &… more