- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance , and accreditation matters within HealthDirect. Oversees the development, ... internal and external legal resources as needed to resolve compliance issues. + Keeps apprised of new regulatory... compliance issues. + Keeps apprised of new regulatory developments by reviewing regulatory publications and… more
- Capital One (New York, NY)
- …Bachelor's Degree or military experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML) compliance ... or payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification At this time, Capital One… more
- TD Bank (New York, NY)
- …jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including ... or law firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment… more
- American Express (New York, NY)
- …and other risk functions to provide oversight, challenge, and guidance, ensuring that regulatory compliance and risk management processes are embedded in the ... compliance risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm,… more
- City of New York (New York, NY)
- …ensuring that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the ... enhances program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in maintaining accurate… more
- WMCHealth (Valhalla, NY)
- …Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... key stakeholders, ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction with the 340B Program Manager. +… more
- TD Bank (New York, NY)
- …multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ensure TDS meets ... advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives to… more
- MTA (New York, NY)
- …(CHMM), Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, ... with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role… more
- Zurich NA (New York, NY)
- …related field of study. + 5+ years of experience in financial services or regulatory compliance , with proven expertise in DPRM and preferably with knowledge of ... DPRM but also across other CRU areas. + Support the integration of compliance controls into business processes, ensuring regulatory adherence and operational… more