- MUFG (New York, NY)
- …Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all ... technology, FinTechs, vendor management and risk management teams. + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act,… more
- MUFG (New York, NY)
- …Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all ... validation activities (may occur outside of business hours). + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act,… more
- MTA (New York, NY)
- …for leadership review. Act as a liaison with site leadership, contractors, and regulatory agencies to address compliance issues and support environmental program ... with MTA policies and procedures or New York State environmental regulatory frameworks. Experience supporting or coordinating environmental compliance on… more
- TD Bank (New York, NY)
- …root cause analysis and remediation of infrastructure incidents and capacity risks. ** Compliance & Regulatory Alignment** + Ensure infrastructure adheres to ... infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global trading environments. You will be the key… more
- American Express (New York, NY)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The** **Director** **,** **Corporate Functions**… more
- City National Bank (New York, NY)
- …ensuring proactive monitoring, reporting, and mitigation of emerging risks. * Ensure compliance with regulatory requirements (eg, OCC, Federal Reserve Board, ... WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning & Governance Office. Reporting… more
- Bloomberg (New York, NY)
- …for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, ... Owner - Third-Party Risk Management Platform Location New York Business Area Legal, Compliance , and Risk Ref # 10045684 **Description & Requirements** The energy of… more
- Cardinal Health (Albany, NY)
- …collaborate with subject matter experts from other departments, especially the Legal, Regulatory Counsel and Compliance teams + Demonstrate knowledge of general ... to commercial, corporate securities, intellectual property, labor and employment, and regulatory law, among other areas. This function also litigates all company… more
- M&T Bank (Buffalo, NY)
- …requested application changes related to an enterprise-wide or business initiative, compliance / regulatory requirement, required system change due to contractual ... may need to change or be impacted by enterprise-wide initiatives, like regulatory requirements, other system enhancements or business initiatives. + Work with other… more
- M&T Bank (Buffalo, NY)
- …requested application changes related to an enterprise-wide or business initiative, compliance / regulatory requirement, required system change due to contractual ... need to change or be impacted by enterprise-wide initiatives, like regulatory requirements, other system enhancements or business initiatives. + Monitor functional… more