• Fixed Income Compliance Advisor, Vice…

    MUFG (New York, NY)
    …more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires ... analytical, and able to effectively communicate with various stakeholders. + Assess regulatory / compliance controls related to areas of coverage. This would… more
    MUFG (06/08/25)
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  • Associate General Counsel - Bank Regulatory

    US Bank (New York, NY)
    …Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal subject matter coverage ... positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review and analyze regulatory issuances… more
    US Bank (08/01/25)
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  • Regulatory Manager, LTC Products

    Healthfirst (NY)
    …experience. + Strong leadership and/or management experience in Managed Long-Term Care programs compliance or regulatory program at a health plan, provider, law ... the NYSDOH requirements. + Assist the appropriate business areas, including Regulatory Change Management, to implement special projects, initiatives, and activities… more
    Healthfirst (07/31/25)
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  • Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on… more
    KeyBank (08/11/25)
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  • Director- Compliance Risk Assessment

    American Express (New York, NY)
    …or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + ... dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices to inform updates to the CRA… more
    American Express (08/08/25)
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  • Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... and verbal communication skills, with the ability to effectively convey complex regulatory and compliance issues to both technical and non-technical audiences.… more
    University of Rochester (08/07/25)
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  • Program Manager, AML Compliance

    Coinbase (Albany, NY)
    Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The...Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration… more
    Coinbase (07/26/25)
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  • Head of Compliance - North America

    Zurich NA (New York, NY)
    …cultures. + You will bring 10+ years of experience in financial services and regulatory compliance in North America, ideally with a strong understanding of the ... **What are we looking for?** We're seeking a seasoned compliance leader with deep expertise in regulatory ...seasoned compliance leader with deep expertise in regulatory frameworks and a passion for building strong governance… more
    Zurich NA (07/19/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing and overseeing the Compliance Monitoring… more
    TD Bank (06/21/25)
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  • Vice President - US Markets Investment Banking…

    TD Bank (New York, NY)
    …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... or law firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment… more
    TD Bank (06/18/25)
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