- US Bank (Los Angeles, CA)
- …Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal subject matter coverage ... Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank...positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review… more
- Robert Half Legal (San Diego, CA)
- …financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This ... legal advisor to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond to and manage FINRA… more
- Cardinal Health (Sacramento, CA)
- …within the organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual ... etc.), third party certification management (eg, HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a… more
- Highmark Health (Sacramento, CA)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Element Materials Technology (Morgan Hill, CA)
- …delivering testing and certification services for wireless products + Ensure compliance with international regulatory standards, including FCC, CE (RED/EMCD), ... + Serves as a key or top level technical advisor and may be recognized as an expert in...market for clients + Collaborate with clients to define compliance strategies and provide expert interpretation of regulatory… more
- Snap Inc. (Los Angeles, CA)
- …business records retention and employee communications tools to support legal and regulatory compliance . + Risk Assessment & Continuous Improvement: Conduct risk ... compliance aspects of litigation and internal investigations. + Cross-Functional Compliance Advisor : Collaborate closely with Commercial Legal, Sales,… more
- CH Robinson (Los Angeles, CA)
- …analyze regulatory changes; proactively adjust policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk, ... teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +...+ Proficiency in compliance management tools and regulatory technologies + Values a diverse and inclusive work… more
- Guardian Life (Sacramento, CA)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Deloitte (Fresno, CA)
- …reporting to drive growth and efficiencies within key records processes critical to compliance with regulatory and policy requirements. + Engages with key ... Senior Manager: Compliance & Reporting As a senior member of...Enabling Areas, and functional leadership) as a trusted business advisor , understanding their needs and leveraging these relationships to… more
- Vera Therapeutics (Brisbane, CA)
- …Vera's Corporate Compliance Committee. * Serve as the primary compliance advisor to cross-functional team members, including commercial, medical affairs, ... deliver compliance training to employees, ensuring understanding of industry-specific compliance risks and regulatory obligations. * Monitor evolving federal… more