- JPMorgan Chase (San Francisco, CA)
- …within JPMorgan Advisors, you will be a vital member of the Financial Advisor 's team. Your role will involve close collaboration with Financial Advisors, acting as ... and their affluent clients. Utilizing your in-depth knowledge of the Financial Advisor role, you will build strong relationships with clients, aiding them and… more
- JPMorgan Chase (San Francisco, CA)
- …and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout ... and financials, and provide investment quotes to clients while complying with regulatory and firm policies and procedures. + Interface directly with clients and… more
- Bank of America (San Diego, CA)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client ... The MCRM is responsible for delivering firm strategy and partners closely with advisor teams to deliver an exceptional client service model focusing on digital… more
- Atria Wealth Solutions (Dublin, CA)
- …that the operations of Patelco Financial Solutions comply with all applicable compliance and regulatory standards. + Provide on-going financial planning, sales, ... + Oversee the completion of all required Credit Union compliance training and those mandated by the broker-dealer. +...Ensure that the program adheres to all broker-dealer and regulatory requirements. + Ensure that the goals and operations… more
- Ascendis Pharma (Palo Alto, CA)
- …create Corrective Action and Preventative action (CAPA) as applicable. + Oversee regulatory and departmental compliance by ensuring timely processing of ICSRs ... and updates departmental SOPs, Work Instruction etc. as applicable and ensure compliance with regulatory guidelines and regulations. + Responsible for… more
- BeOne Medicines (San Mateo, CA)
- …the ground up, fostering deep engagement with patient advocacy communities, navigating regulatory / compliance frameworks and demonstrating expertise in clinical ... + Partner closely with R&D, Medical Affairs, Clinical Development, Regulatory , Global Commercial, Government Affairs, Corporate Communications, Compliance ,… more
- SolomonEdwards (Sacramento, CA)
- …focus on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic ... advisor and subject matter expert across complex modeling frameworks...and subject matter expert across complex modeling frameworks and regulatory requirements. **Essential Duties:** . Lead end-to-end audit engagements,… more
- City National Bank (Los Angeles, CA)
- …risk management processes of the Bank. CRR also serves as an internal advisor to lending units and credit administration / risk management to identify, recommend ... and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy, and general credit underwriting… more
- Clay Lacy Aviation (Van Nuys, CA)
- …and enforce robust internal controls to prevent errors, fraud, and non- compliance , with audit-ready processes and documentation aligned with applicable regulatory ... optimize the employee lifecycle experience, with a focus on automation, impartiality, compliance , and usability. + Serve as a trusted thought partner in financial,… more
- Jet Aviation (CA)
- …of our compensation and benefits programs with a focus on operational efficiency, compliance , and care. If you thrive in a values-driven culture where people come ... optimize the employee lifecycle experience, with a focus on automation, impartiality, compliance , and usability. + Serve as a trusted thought partner in financial,… more