- HSBC (Miami, FL)
- …Miami, FL, US, 33131 Work style: Hybrid Worker Date: 3 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... to develop wealth planning strategies + Position himself/herself as a key advisor by providing compliant, client-centric insurance solutions + Educate partners and… more
- USAA (Tampa, FL)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor Senior to join our team. This role requires a deep ... a complex institution and/or highly matrixed environment. + In-depth knowledge of compliance laws, regulations, and regulatory expectations. + Ability to apply… more
- USAA (Tampa, FL)
- …special and impactful. **The Opportunity** We are seeking a motivated and forward-thinking Risk and Compliance Advisor II to join our team and play a key role in ... systems + Awareness and ability to apply risk and compliance laws, regulations, and regulatory expectations. + Ability to work with internal and external… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Researches compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and translates regulatory rules and ... senior management. + May coordinate and/or oversee responses to regulatory agency inquiries. + Reports compliance program...responses to regulatory agency inquiries. + Reports compliance program status and activities to compliance … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Collaborate across Compliance teams to maintain a risk-based Compliance Testing program in accordance with testing ... requirements. + Conducts compliance tests by reviewing applicable regulations and firm policies,...+ Stays up to date with evolving industry and regulatory changes impacting the business. + Perform other duties… more
- USAA (Tampa, FL)
- …cyber security or related industry. + 2 years of experience with relevant regulatory compliance , industry regulations and regulatory data sources such ... + Proficient knowledge of relevant cyber and/or technology process(es) and regulatory compliance requirements. + Strong knowledge of cybersecurity principles… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams to ... gather, validate and analyze Compliance data to ensure accuracy and completeness. + Develops...to ensure content remains current, relevant and aligned with regulatory expectations and company values. + Manages version control,… more
- USAA (Tampa, FL)
- …prepare reports, and perform trend analysis using business intelligence tools. + ** Regulatory Compliance & Control Oversight:** Provide control oversight to ... evaluation of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory … more
- MyFlorida (Tallahassee, FL)
- WT: GAMING ENFORCEMENT LEGAL ADVISOR - 41500201 Date: Dec 10, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... Agency: Florida Gaming Control Commission Working Title: WT: GAMING ENFORCEMENT LEGAL ADVISOR - 41500201 Pay Plan: SES Position Number: 41500201 Salary: $85,000.00 -… more
- USAA (Tampa, FL)
- …drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight of ... automating metrics and reporting. + Professional certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Risk Enterprise Professional… more
