- Navy Federal Credit Union (Pensacola, FL)
- …services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or ... offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain,… more
- First Horizon Bank (Starke, FL)
- …within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing ... and gaps to line of business management and Risk. + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment and… more
- MUFG (Tampa, FL)
- …assessment, and management of inherent, control, and residual risks. **Primary Responsibilities:** ** Regulatory and Compliance ** + Maintain a high degree of ... knowledge with current and proposed security changes impacting regulatory , privacy, and security industry best practice guidance, leveraging technological solutions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …specialized training and/or certification in securities and/or banking industry to mitigate regulatory , litigation and reputation risk to the firm as it relates to ... addressing client grievances and regulatory inquiries. Works independently on difficult assignments that are broad in nature requiring originality and ingenuity and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Duties and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with ... methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues involved with… more
- Oshkosh Corporation (Orlando, FL)
- …Keep informed on the latest research, trends, and developments in all regulatory compliance areas. + Serve as a trusted advisor to business functional areas ... CEH, GIAC, Security+, SSAP, etc.) + In-depth Knowledge and experience with regulatory compliance models (NIST, HIPAA, PCI, ISO, etc.). + Hands-on design or… more
- BMO Financial Group (West Palm Beach, FL)
- …credibility and earn their trust. + Follows through on the risk and compliance processes and policies to ensure we safeguard our customers' assets, maintain their ... run function. + Protects the Bank's assets and complies with all regulatory , legal and ethical requirements. + Operates at a group/enterprise-wide level and… more
- American Express (Sunrise, FL)
- …and advise action owners on risk management remediation efforts with a audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...make an impact in this role?** This **Director of Regulatory & Audit Exam Management** will be responsible for… more
- TECO Energy (Ybor City, FL)
- …Hiring Manager: **Bob E Maxey Jr** Recruiter: **Mark E Koener** TITLE: Compliance & Risk Analyst/ Advisor , Progression PERFORMANCE COACH: Lead Compliance ... / Manager COMPANY: Tampa Electric Company DEPARTMENT: Technology POSITION CONCEPT The Compliance & Risk Analyst/ Advisor progression carries out procedures to… more
- American Express (Sunrise, FL)
- … compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate ... as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** + 7-10 years of compliance , legal, or risk… more