- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Legal, Compliance , and PCG to ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. ... a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities.… more
- APTIM (Tampa, FL)
- …Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, ... Provide post-deployment support, data management, and technical troubleshooting + Oversee regulatory compliance for permitting and emissions, including preparing… more
- ADP (Maitland, FL)
- …the DVP & General Manager of Compliance and Shared Services under Smart Compliance Solutions and be a trusted advisor and thought leader to senior leadership ... internal and external collaboration? Come join our best-in-class, entrepreneurial Smart Compliance Solutions Business as our Strategic Planning Sr. Director. As a… more
- M&T Bank (Naples, FL)
- …relates to planning, investments, and Trust activities. + Adhere to applicable compliance /operational risk controls following Company or regulatory standards and ... for direct client interaction. **Primary Responsibilities:** + Assist the Wealth Advisor with operational support, inclusive of reporting that supports planning and… more
- GE Aerospace (Jacksonville, FL)
- …geographies. The successful candidate will lead employment tax strategy and compliance , deliver operational excellence, partner with specialist third parties and ... represent the company in policy and regulatory matters. **Job Description** **Essential Responsibilities:** + Define and implement the global employment tax… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Development** + Maintain a strong understanding of Raymond James' technology ecosystem, regulatory environment, and advisor needs. + Pursue ongoing professional ... Visa sponsorship, either currently or in the future._** **Key Responsibilities** + ** Advisor Onboarding & Enablement** + Serve as the primary technology liaison for… more
- Bank of America (Jacksonville, FL)
- …**Skills:** + Change Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + ... guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational...data to optimize decision-making. + Expertise in risk modeling, compliance , risk management and/or regulatory issues. +… more
- Bank of America (Destin, FL)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client ... The MCRM is responsible for delivering firm strategy and partners closely with advisor teams to deliver an exceptional client service model focusing on digital… more
- Carnival Cruise Line (Miami, FL)
- …role responsible for overseeing the strategic management, operational readiness, and regulatory compliance of all deck and safety-related assets, including ... programs, and asset renewal plans to ensure optimal performance, regulatory compliance , and the highest standards of...groups, ship and office audits. Act as a key advisor to senior leadership, cross-functional teams, and shipboard personnel,… more
- Truist (Orlando, FL)
- …Sales Management. + Review of Electronic Correspondence/Social Media Review to ensure compliance with Regulatory requirements as well as current firm policy. ... observations, trends and policy oversights + Primary approval of advisor Regulation Best Interest documentation as it pertains to...Finance or Business. + 7 or more years of regulatory , compliance or supervisory experience + FINRA… more