- Raymond James Financial, Inc. (St. Petersburg, FL)
- …on the firms' control environments. * Analyze asset managers' adherence to internal compliance policies and regulatory requirements. * Create and execute an ... the AIG product teams' efforts to ensure platform competitiveness and advisor satisfaction while meeting the firm's regulatory /oversight responsibilities. *… more
- AssistRx (Orlando, FL)
- …forward, focusing on legal standards and business outcomes, while ensuring legal and regulatory compliance . The Corporate Counsel will work on a wide range ... The Corporate Counsel is a key legal advisor assisting the General Counsel in providing guidance...employment law, intellectual property, litigation, real estate, privacy and compliance . This role requires a detail-oriented professional who can… more
- ADP (West Palm Beach, FL)
- …friendships here. + **Collaborate** **Daily.** You will serve as a trusted advisor , partner, and ADP ambassador to your clients, internal partners, and overall ... as well as collaborate with other ADP Sales Associates. + **Trusted Advisor ** **.** You build relationships, live integrity, and deliver on promises every… more
- Bank of America (Miami, FL)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management… more
- MyFlorida (Bartow, FL)
- …and production plans relative to best management practices and other licenses or regulatory requirements. Serves as an advisor to the applicants in order ... with disabilities are encouraged to apply. ADDITIONAL REQUIREMENTS: This position has regulatory responsibilities and is subject to the provisions of s. 112.313,… more
- BMO Financial Group (FL)
- …offensive security direction that is aligned with corporate business objectives, regulatory requirements and relevant attack scenarios. **KEY Functions :** + ... reporting and remediation guidance in alignment with local and global regulatory requirements and internal governing enterprise risk management policies. Identifies… more
- Citigroup (Miami, FL)
- …clients ** Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and suitability + ... client/firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business Development**… more
- Truist (Tampa, FL)
- …investment, portfolios. 8. Adhere to (and document) risk management and compliance with all relevant regulatory policies and procedures. QUALIFICATIONS ... acts as a primary source for investment communication. Assists the Wealth Advisor in acquiring Reserve-level, prospective clients. 2. Assist Wealth Advisors with… more
- M&T Bank (Naples, FL)
- …to the satisfaction of the client. + Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client ... and sales initiatives. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and delivery formats with campaign goals. + Ensure brand consistency and regulatory compliance across all campaign materials and touchpoints. **Education and ... support a wide range of investment products and strategies, including advisor engagement and thought leadership. This position works cross-functionally to translate… more