- JPMorgan Chase (New York, NY)
- …business risks that could impair our ability to do business: eg, legal, tax, regulatory , compliance + Partner with various teams on key initiatives and ... & Business Management (F&BM) team acts as a trusted advisor and consultant to senior coverage executives to manage...and leads ad hoc special projects as well as compliance support. Business Management needs highly-motivated creative thinkers who… more
- Truist (New York, NY)
- …America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the Investment Banking and Capital Markets ... Business Unit stakeholders to support The Business Unit Risk Advisor Specialist II-FINRA is a role within the Investment Banking and Capital Markets (IBCM) Business… more
- JPMorgan Chase (New York, NY)
- …on a global team that is passionate about personalizing client and advisor -facing experiences, focusing on Wealth Management Personalization, to help both the client ... the opportunity to help people invest on their own or with an advisor , informed by industry-leading proprietary research and third-party market data, tools, and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... serve institutional investor needs + Identify opportunities to mitigate legal, regulatory , reputational, and financial risks + Establish new and differentiated… more
- Fresenius Medical Center (Jamaica, NY)
- …vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. ... care while maintaining cost-effective clinical operations in accordance with all legal, compliance , and regulatory requirements and programs. Adheres to all… more
- Mizuho Corporate Bank (New York, NY)
- …KYC Onboarding is required. + Liaise with internal groups such as Legal, Compliance , Sanctions, Regulatory , Tax and Operations Skills and Competencies: + Team ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal… more
- M&T Bank (New York, NY)
- **Overview:** Supports the Custom Credit Advisor team in all aspects of existing and new credit portfolio management, including compliance and monitoring of new ... loan portfolio to ensure adherence to all risk and compliance policies and support the client experience throughout the...data in relevant systems. + Accompany the Custom Credit Advisor on calls with prospects and clients to identify… more
- SMBC (New York, NY)
- …across the firm. This includes enterprise-wide initiatives in data governance, data management, and regulatory compliance , with a focus on key areas such as BCBS ... 239, Risk, Compliance , RWA, and Liquidity reporting. We are seeking an...* Strategic Partnership & Advisory Act as a trusted advisor to senior leaders across business and functional areas.… more
- Mastercard (Harrison, NY)
- …Americas. The role requires deep expertise in commercial transactions, product development, regulatory compliance , and team leadership in the financial services ... and Transfer Solutions across the Americas. * Serve as the primary legal advisor to regional business leadership on legal, regulatory , and strategic matters.… more
- City of New York (New York, NY)
- …decisions reflect equity, transparency, and accessibility while also prioritizing security and compliance . - Serve as the primary IT advisor to executive ... are secure, highly available, and performant, meeting both operational and regulatory requirements. - Lead efforts to modernize DOP's technology environment through… more