- Citigroup (New York, NY)
- …product groups. + Responsible for strict adherence to the Bank and CPB compliance / regulatory framework. + Collaborate with the in-business risk underwriting team ... The Wealth Lending Advisor for Asset Management Group (AMG) is a...and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to… more
- HRPivot (Brooklyn, NY)
- …operational knowledge, ranging from marketing through career services with a focus on regulatory and compliance standards in all areas. + Proactively identifies ... achieve their personal and professional goals. Essential Job Duties: The Enrollment Advisor will schedule virtual meetings with prospective students to discuss their… more
- Wells Fargo (Syracuse, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Associate Private Client Financial Advisor (LO) in Wealth and Investment Management as part of Wells Fargo Advisors.… more
- KeyBank (New York, NY)
- …- Plymouth Meeting, Pennsylvania 19462 Job Description The Sr. Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank ... while managing fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and manages the day-to-day… more
- Citigroup (New York, NY)
- …with the various coverage teams and investment solutions **.** + Ensure 100% ** compliance on all Citi policies and regulatory requirements.** **Requirements:** + ... views. As a critical contributor to the CIO team, the Senior Portfolio Advisor will have responsibilities related to both investment solutions and client engagement… more
- Centers Plan for Healthy Living (Staten Island, NY)
- …approach to searching for additional marketing locations while adhering to company regulatory guidelines. Compliance + Requires continues education to stay ... for healthy living. JOB SUMMARY : The Medicare MAP Advisor - Will promote and sale MAP and Medicare Line...(CMS) and company policies and regulations. The Medicare MAP advisor will develop a presence in the community and… more
- JPMorgan Chase (Valley Stream, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will take your… more
- Raymond James Financial, Inc. (Plattsburgh, NY)
- **Job Summary** We are seeking a Financial Advisor to join our team who has a shared vision of clients being our main priority. The successful candidate must be ... responsible, confident, self-motivated and a team player. The Financial Advisor is responsible for entering client trades, servicing client requests, and ensuring… more
- Citigroup (Queens, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to...and other compliance norms + Partner with all roles on branch… more
- JPMorgan Chase (Eastchester, NY)
- **Job Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will join a… more